Client Reporting - Investment Compliance - Senior Associate / Delivery Lead / Delivery Manager

5-12

• . The desired candidate will have

and CRD tool experience will be an added advantage.

The role is

will be given preference.

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Prepare and deliver regular compliance reports to clients, highlighting any issues and the actions taken to address them.

Develop and maintain reporting templates that meet client specifications and regulatory standards.

Ensure reports are accurate, comprehensive, and delivered within agreed-upon timelines.

Serve as a point of contact for clients regarding compliance-related inquiries and reporting.

Communicate effectively with clients to understand their needs and to explain complex compliance issues understandably.

Work closely with portfolio managers, traders, and other internal teams to ensure a cohesive approach to compliance.

Provide support during client onboarding by setting up compliance rules and reporting frameworks.

Assist in the development and implementation of compliance policies and procedures.

If you meet the requirements, please share your resume at dolimoni.kalita@acuitykp.com