Compliance Officer

Job Title : Compliance Officer & Manager – Finance & Accounts

Location : GIFT City, Gandhinagar

Years of experience - 3

About the Role

We are looking for a dynamic professional who is a Chartered Accountant (CA) / Company

Secretary (CS) to lead compliance and manage finance functions for our Fund operations in GIFT

City. This is a dual-role position involving regulatory compliance under IFSCA / SEBI and fullspectrum finance & accounts management.

Qualifications

 Professional qualification (CA / CS) with 3 years post qualification experience in

compliance and risk management in a listed company or an entity regulated by a financial

sector regulator

 Proficiency in accounting systems and MS Excel.

 Preference to candidates with knowledge of IFSCA, SEBI (AIF / FME) regulations, SEZ

compliances and Indian tax laws.

 Excellent analytical skills, integrity, and ability to manage multiple priorities.

Key Responsibilities

 Act as designated Compliance O􀆯icer in line with IFSCA guidelines.

 Establish and implement Fund’s Compliance and Risk Management Framework,

including policies for good governance, AML, cyber security, data protection etc.

 Ensure timely regulatory filings, investor KYC / AML checks, and ongoing compliance

monitoring with IFSCA, SEZ, FEMA, Income tax and other applicable laws.

 Maintain statutory registers, minutes and licenses as per the regulatory requirements.

 Prepare and submit quarterly / annual compliance reports to the IFSCA and Trustees and

act as primary compliance liaison.

 Oversee day-to-day accounting, fund accounting, and facilitate in corporate tax filings

(GST, TDS etc), budgeting, treasury and investor reporting.

 Preparation of financial statements and coordinate statutory / tax audits.

 Liaise with regulators, auditors, custodians, and tax advisors.