Internal Audit Depository Executive

We are actively seeking a meticulous and knowledgeable Internal Audit Depository Executive to join our client's team through Acme Services . This pivotal role is responsible for ensuring compliance and operational integrity within depository functions. The ideal candidate will possess a strong understanding of Depository Participant operations , adherence to SEBI and Depository guidelines (NSDL / CDSL) , knowledge of DP regulations , and practical experience in Internal Audit processes related to depositories.

Key Responsibilities

• Depository Participant Operations : Gain a deep understanding and provide audit oversight for all aspects of Depository Participant operations .
• Regulatory Compliance : Ensure strict adherence to SEBI (Securities and Exchange Board of India) regulations and Depository guidelines specific to both NSDL (National Securities Depository Limited) and CDSL (Central Depository Services (India) Limited) .
• DP Regulations : Apply thorough knowledge of DP regulations to assess compliance within the depository framework.
• Internal Audit Execution : Conduct comprehensive Internal Audits of depository processes, identifying risks, control weaknesses, and areas for improvement.
• Reporting & Recommendations : Prepare detailed audit reports with findings and actionable recommendations to enhance operational efficiency and regulatory compliance.
• Issue Resolution : Follow up on audit findings to ensure timely implementation of corrective actions.

Skills

Skills Required

Depository Participant, sebi regulations , Internal Audit, Communication Skills, operational intelligence , Analytical Skills