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Compliance Officer
Tipsons GroupIndia26 days ago
Job description
Ensure compliances with respect to SEBI Guidelines.
Monitoring changes in relevant legislation and the regulatory environment and taking appropriate action.
Carrying out periodic reviews to ensure legal compliances of trading membership (like exchange compliances, SEBI compliances, Companies Act)
Assisting the team in organizing, preparing agenda for and recording minutes of board meetings and general meetings.
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Compliance Officer • India
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