Analyst- KYC

Headquartered in Tokyo, Sumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution and a core member of Sumitomo Mitsui Financial Group (SMBC Group). Built upon our rich Japanese heritage since 1876, we put our customers first and provide seamless access to, from and within the Asia Pacific region. SMBC is one of the largest Japanese banks by assets and maintain strong credit ratings across our global integrated network. We work closely as one SMBC Group to offer personal, corporate and investment banking services to meet the needs of our customers.

With sustainability embedded within our strategy and operations, we are committed to creating a society in which today’s generation can enjoy economic prosperity and well-being, and pass it on to future generations.

• Performing due diligence on new customer, screening, requesting the KYC information from the customer, review the documents received and updating all the relevant information into the KYC workflow system.
• Undertaking review of KYC documents for their Periodic review, Re-KYC and liaising with the customer to obtain requisite documents.
• Performing Customer Update, ad-hoc review of the customer’s record as and when required
• Perform further due diligence on customers identified to be High Risk, PEP etc.
• Work closely with internal teams including Compliance, Operations for approval of the KYC records, submission of the documents, sharing account related information with the customer etc.
• Processing customer transactions for Loans, Deposits including preparation of the instruction sheet
• Liaising with customer and internal teams for Inward / Outward interest remittance, GST invoice, ECB Returns, Balance Confirmation, Interest Servicing (ECB & INR) and communicating it to the customer
• Initiating quarterly reset of Interest by raising Instruction sheet
• Liaising with Internal teams and clients for execution of documents and further submission
• Any other department specific work that is assigned

Qualification & experience required