Stock Exchange Compliance officer(SEBI)

About BullsmartBullsmart is a fin-tech company that uses technology to help young people start investing. We provide equal investment service opportunities for investors who have started on their investment path. We share cutting-edge financial tech tools, brilliant investment ideas, and wealth growth opportunities with young investors.Our Values

• We provide equal investment service opportunities to beginners who can enjoy all our premier investment services.
• We offer abundant investment tools to guide investors to discover investment opportunities and make the decision the right decision.
• We deeply care about the growth of our investors. We wish to support them in understanding how to invest and foster their investment skills.Job Summary : We are seeking a meticulous and experienced Compliance Officer to ensure our operations strictly adhere to all regulatory requirements laid down by SEBI, Stock Exchanges, Depositories , and other governing bodies. The ideal candidate will have a deep understanding of capital market regulations, surveillance systems, and back-office operations in CM, F&O, and CDS segments.Key Responsibilities :
• Ensure day-to-day compliance with SEBI regulations, circulars, and exchange / depository guidelines.
• Monitor and report suspicious transactions under Anti-Money Laundering (AML) guidelines.
• File periodic reports with regulatory authorities, including margin trading, financial disclosures, and KYC compliance updates.
• Submit System Audit Reports (SAR) and Annual Returns to respective exchanges in both digital and physical formats.
• Execute and report Bulk Deals to NSCCL.
• Activate and manage NEAT, TWS, CTCL, and IBT terminals for NSE, BSE, MCX-SX & USEIL.
• Calculate and report client margins / funding positions accurately to exchanges.
• Coordinate with internal teams to ensure margin trading clients submit necessary details pre-trade.
• Manage Pay-In and Pay-Out of funds for CM, F&O, and CDS segments.
• Oversee Pay-In and Pay-Out of securities for CM segment.
• Ensure accurate and daily client margin reporting for F&O and Currency segments to NSCCL.
• Handle day-to-day RMS and surveillance system operations, including file uploads and monitoring.
• Notify exchanges promptly of any changes in constituent structures.
• Keep KYC formats and client documentation aligned with regulatory updates; manage exchange registrations and uploads.
• Perform back-office accounting and DP operations for CM, F&O, CDS, Mutual Funds, and CDSL (currently CM & F&O).
• Implement changes based on new SEBI circulars and exchange notifications.
• Ensure accurate reconciliation of daily trades and timely T+1 / T+2 settlements.
• Process client fund and security pay-ins / payouts within prescribed timelines.Qualifications & Skills :
• Graduate / postgraduate in Commerce, Law, or a related field.
• Minimum 3–5 years of experience in regulatory compliance, preferably in a stockbroking or financial services firm.
• Strong knowledge of SEBI, NSE, BSE, CDSL / NSDL regulations.
• Experience with NEAT, TWS, CTCL, RMS, and back-office software systems.
• Familiarity with AML guidelines, KYC norms, and trade settlements.
• Excellent analytical, communication, and problem-solving skills.
• High attention to detail and ability to work under regulatory deadlines.Why Join Us?
• Opportunity to work in a dynamic startup, stock broking environment.
• Career growth in legal, compliance, and corporate governance.
• Competitive salary and benefits as per industry standards.