Senior Associate

Practice Area-Capital Markets

Designation- Senior Associate

Experience : 4 to 6 years

Location : Mumbai

Education : LLB

Responsibilities include :

Drafting of the Draft RHP, RHP and the Prospectus in addition to other related documents including the abridged prospectus, relevant board and shareholders resolutions, power of attorneys and publicity guidelines.

Providing legal clearance on all issue and publicity material viz. offer documents, Research Reports, Road show presentations, , , Public Notices, , Bid Forms, Confirmation of Allocation notes, press releases, corporate and issue advertisements, etc.

Advising the issuer company w.r.t. compliances under the SEBI ICDR Regulations, the SEBI LODR Regulations, the Companies Act, 2013 and other applicable laws.

Attending due diligence and drafting sessions with the representatives of the issuer company, the auditors and the BRLMs to the offering.

Conducting legal and secretarial due diligence (including review of all legal documents, material / business / financial contracts, outstanding litigations, statutory compliances etc.) in relation to the domestic and offshore public offering.

Drafting of SEBI ICDR Checklist for ensuring compliance with disclosures as prescribed by SEBI along with the requirements specified by the stock exchanges.

Drafting of responses to comments / queries of SEBI, BSE and NSE, including investor complaints / queries, etc.

Drafting and negotiating the customary offer related documentation including the Offer Agreement, Syndicate Agreement, Underwriting Agreement, Registrar MoU, Share Escrow Agreement etc.

Drafting of the customary comfort letters.

Reviewing of Memorandum and Articles of Association and suggesting modifications for compliance with the stock exchange requirements.

Reviewing the international wrap from an Indian law perspective.

Attending to notices, clarifications etc received from stock exchanges, SEBI and other regulatory authorities.

Assisting the Company and BRLMs to the offering in drafting applications for obtaining the required government approvals for the purpose of the offering, if any.

Advising on regulatory compliances under foreign exchange control laws and securities laws in coordination with local offshore lawyers.

Coordinating and communicating with other parties involved in the offering, including the officers and other management personnel of the Company and the auditors.