Securities Dealer

Role Summary

We are seeking an experienced Equity Dealer with a strong track record in equity dealing for an investment fund. This role is pivotal, necessitating an unwavering commitment to intellectual integrity and trustworthiness. You will be working closely with the fund manager to execute trades accurately and timely, ensuring alignment with investment strategies and objectives, and adhering to all the regulatory standards defined under SEBI’s Code of Conduct for compliance as required.

Role Specifications

• Generate trades as per the model portfolio using software and Excel.
• Execute trades on behalf of clients, ensuring accuracy and compliance with their investment goals and strategies.
• Ensure optimal execution prices and minimal market impact.
• Calculate and report client-level variances with system support.
• Implement and adhere to risk management practices to protect client portfolios from excessive risk.
• Follow instructions of the fund manager accurately while maintaining clear communication.
• Maintain and leverage connections with market sell-side dealers to gather market intelligence.
• Ensure all activities comply with regulatory standards and internal policies.
• Continuously update skills and knowledge of market systems and trading strategies.

Qualifications & Skills