Compliance Oversight LeadPeoplefy • Bengaluru, Republic Of India, IN
Compliance Oversight Lead
Peoplefy • Bengaluru, Republic Of India, IN
9 hours ago
Job descriptionDevelop and maintain monitoring systems for investment portfolios across asset classes, ensuring compliance with legal, regulatory, and indenture requirements. Conduct daily portfolio reviews and reconciliations with trustees and service providers to ensure data integrity. Translate investment guidelines into automated compliance rules for pre- and post-trade monitoring. Track deal and warehouse cash balances, calculate warehouse fundings, and prepare drawdown requests. Execute hypothetical trades to validate indenture compliance and proactively identify potential breaches. Manage structured product cash flows, including interest payments, principal repayments, and expenses. Identify, assess, and mitigate compliance risks across investment strategies. Investigating and resolving compliance breaches promptly. Implement technology solutions to enhance compliance efficiency and scalability. Drive continuous improvement in operational processes and controls. Prepare and distribute compliance reports to investors, trustees, boards, and rating agencies. Interpret and code complex investment guidelines and deal documentation for accurate monitoring. Act as a key liaison between portfolio managers, trustees, legal counsel, rating agencies, and service providers. Collaborate with Portfolio Management, Legal & Compliance, and Operations teams to resolve issues. Manage and mentor compliance professionals, fostering a high-performance culture. Lead audit preparation and regulatory reviews. Monitor regulatory changes and update compliance programs accordingly. Oversee data governance and reconciliation across investment strategies
Create a job alert for this search
Compliance Lead • Bengaluru, Republic Of India, IN
Related jobs
HSEQ Compliance Lead
GoKhana • Bengaluru, Republic Of India, IN
About GoKhana - ToBox Ventures Pvt Ltd : .GoKhana is a full-stack B2B technology company that manages end-to-end food programs for corporates and enables the Next-Gen Digitized Cafeteria.Bringing tog...Show more
Last updated: 30+ days ago • Promoted
Digile - Manager - Governance / Risk & Compliance
DIGILE TECHNOLOGIES PRIVATE LIMITED • Bangalore, India
Description : About the Role : We are seeking a highly experienced Governance, Risk, and Compliance (GRC) Manager to lead our enterprise risk manag...Show more
Last updated: 18 days ago • Promoted
Director, Compliance
Capital One • Bangalore Urban, Karnataka, India
The Compliance Advisor Director performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and re...Show more
Last updated: 11 days ago • Promoted
JP Morgan Chase - Test Lead - Compliance & Operations Risk
JP Morgan Chase • Bangalore, India
Description : Join our dynamic team to navigate complex risk landscapes and fortify technology governance, making a pivotal impact in our firm's robust risk strategy.
As a Compliance and Operati...Show more
Last updated: 13 days ago • Promoted
Senior Compliance Engineer
Skyhigh Security • Bengaluru, Karnataka, India
Skyhigh Security is a dynamic, fast-paced, cloud company that is a leader in the security industry.Our mission is to protect the world’s data, and because of this, we live and breathe security.We v...Show more
Last updated: 30+ days ago • Promoted
Global IAM Compliance Lead
Confidential • Bengaluru / Bangalore, India
At ABB, we help industries outrun - leaner and cleaner.Here, progress is an expectation - for you, your team, and the world.
As a global market leader, we'll give you what you need to make it happen...Show more
Last updated: 24 days ago • Promoted
Portfolio Compliance Manager
Peoplefy • Bengaluru, Republic Of India, IN
Develop and maintain monitoring systems for investment portfolios across asset classes, ensuring compliance with legal, regulatory, and indenture requirements.
Conduct daily portfolio reviews and re...Show more
Last updated: 9 hours ago • Promoted • New!
JP Morgan Chase - Associate - Compliance & Operations Risk Test Lead
JP Morgan Chase • Bangalore, India
Description : Join our dynamic team to navigate complex risk landscapes and fortify technology governance, making a pivotal impact in our firm's robust risk strategy.
As a Compliance and Operati...Show more
Last updated: 19 days ago • Promoted
Senior Manager -Risk & Compliance
Flipkart • Bengaluru, Karnataka, India
Stakeholder Management, Business Excellence, Risk Management.A Bachelor's degree in Business Administration, Finance, Information Technology, or a related field is required.We are seeking a highly ...Show more
Last updated: 13 days ago • Promoted
GM / AVP / VP-Approvals & Compliance
Client of Bradford Consultants • Bangalore, IN
We are looking for a Vice President (AVP / VP) – Approvals & Compliance will oversee and manage the coordination of all internal and external stakeholders, ensuring the timely execution of approvals,...Show more
Last updated: 13 days ago • Promoted
Investment Compliance - Compliance Monitoring - Associate To Delivery Lead
Acuity Knowledge Partners • Bengaluru, Republic Of India, IN
Acuity Knowledge Partners (Acuity) is a leading provider of bespoke research, analytics and technology solutions to the financial services sector, including asset managers, corporate and investment...Show more
Last updated: 13 days ago • Promoted
Head of Compliance
JobsFlix • Bangalore Urban, Karnataka, India
Policy and program development : Designs, implements, and manages the organization's.This includes creating and updating policies and.
Risk assessment : Conducts regular risk assessments to identify p...Show more
Last updated: 3 days ago • Promoted
Governance, Risk & Compliance Manager
DIGILE TECHNOLOGIES PRIVATE LIMITED • Bangalore
About the Role : We are seeking a highly experienced Governance, Risk, and Compliance (GRC) Manager to lead our enterprise risk management and compliance initiatives...Show more
Last updated: 19 days ago • Promoted
Investment Compliance - Compliance Monitoring - Associate to Delivery Lead
Acuity Knowledge Partners • Bengaluru, Karnataka, India
Acuity Knowledge Partners (Acuity) is a leading provider of bespoke research, analytics and technology solutions to the financial services sector, including asset managers, corporate and investment...Show more
Last updated: 13 days ago • Promoted
Global Open Source Compliance Manager
Leading GCC • Bengaluru, Karnataka, India
Operationalize and maintain OSS compliance framework, including policies, directives, and procedures.Manage and improve tooling for OSS scanning, license analysis, and Software Bill of Materials (S...Show more
Last updated: 14 days ago • Promoted
Commure - Governance / Risk & Compliance Lead
Commure • Bangalore, India
Description : At Commure, our mission is to simplify healthcare.We have bold ambitions to reimagine the healthcare experience, setting a new standard for how care is d...Show more
Last updated: 22 days ago • Promoted
Compliance lead
JLL • Bengaluru, Karnataka, India
JLL empowers you to shape a brighter way.Our people at JLL and JLL Technologies are shaping the future of real estate for a better world by combining world class services advisory and technology fo...Show more
Last updated: 19 days ago • Promoted
Compliance Leader
Confidential • Bengaluru / Bangalore, India
We are seeking a sharp and experienced.They will work closely with our operations and business development teams to ensure regulatory compliance, mitigate risks, and maintain the integrity of our b...Show more
Last updated: 24 days ago • Promoted