Monitor adherence to internal policies and legal standards.
Able to respond Exchange queries, data requirements from Exchanges.
Provide data towards Offsite inspections carried out by Exchanges
Provide support in drafting, updating, and reviewing company policies and procedures.
Respond to compliance-related inquiries and provide guidance as needed.
Collaborate with internal departments and external regulatory bodies as required.
Ability to interpret and implement complex regulations and guidelines.
Strong problem-solving skills and ability to make sound decisions.
High level of integrity and professionalism.
Ability to work independently and collaboratively within a team.
Strong written and verbal communication skills.
Capability to handle sensitive information with confidentiality.
Create a job alert for this search
Assistant Compliance • mumbai, maharashtra, in
Related jobs
Promoted
Assistant Manager, Internal Audit & Compliance
Confidential Jobsmumbai, maharashtra, in
POSITION VACANT : Assistant Manager, Internal Audit & Compliance Leading Philanthropic Organisation, Mumbai.Our client is a respected philanthropic organisation working across India to enable large-...Show moreLast updated: 15 days ago
Promoted
Compliance Manager
Emkay Global Financial Services Ltdmumbai, maharashtra, in
Monitoring of ongoing compliance and reporting as required under SEBI AIF and PMS regulation – Preparation and submission of required monthly, quarterly, annual regulatory / CTR and other compliance...Show moreLast updated: 30+ days ago
Promoted
Assistant Manager / Manager - Security Compliance
ConfidentialMumbai
Sound knowledge of Info Sec standards such as .Basic understanding of following security technologies (.Should have performed internal audits for standards & frameworks such as ISO27001, DPDP act, ...Show moreLast updated: 4 days ago
Promoted
Assistant Manager - Legal & Compliance
ConfidentialNavi Mumbai
Role : Assistant Manager - Legal & Compliance.Draft and verify power of attorneys, letters of authority, agreements, addendums, and memoranda of understanding within the stipulated timelines.Ensure...Show moreLast updated: 30+ days ago
Promoted
Senior Compliance Specialist
CESKalyan-Dombivli, IN
Senior Compliance Analyst / Team Lead / AM / Manager and I think you could be a good fit.We are looking for 5+ years of experience in Compliance - Code of Ethics, I’d like to tell you a little more abou...Show moreLast updated: 18 days ago
Promoted
Head of Investment Compliance
Franklin Templetonmumbai, maharashtra, in
At Franklin Templeton, we’re advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals.
Our dynamic and diversified firm spans asset man...Show moreLast updated: 25 days ago
Promoted
Compliance Coordinator
ConfidentialMumbai
Lawrbit Global Compliance Network.The role requires effective coordination with internal departments and the Lawrbit support team to ensure accurate and timely data entry, document uploads, and com...Show moreLast updated: 2 days ago
Promoted
Assistant Manager, Internal Audit & Compliance
ConfidentialMumbai, India
POSITION VACANT : Assistant Manager, Internal Audit & Compliance Leading Philanthropic Organisation, Mumbai.Our client is a respected philanthropic organisation working across India to enable large-...Show moreLast updated: 8 days ago
Promoted
Compliance Advisory - Credit - SVP
YES BANKmumbai, maharashtra, in
Role holder should have 12-15 years of post-qualification experience with very good communication skills, hands on with Credit regulations (Wholesale / Retail) and compliances thereunder.KEY RESPONS...Show moreLast updated: 13 days ago
Promoted
Compliance Associate
Branch Internationalmumbai, maharashtra, in
Branch delivers world-class financial services to the mobile generation.With offices in the United States, Nigeria, Kenya, and India, Branch is a for-profit socially conscious company that uses the...Show moreLast updated: 30+ days ago
Promoted
Assistant Manager - Compliance
ConfidentialMumbai, India
The Compliance & Regulatory Operations Officer is responsible for ensuring strict adherence to SEBI, exchange, and regulatory guidelines, while managing inspections, investor complaints, surveillan...Show moreLast updated: 8 days ago
Promoted
Assistant Manager Compliance
ConfidentialMumbai, India
Knowledge of all requisite Laws, Rules and Regulations related to the.Food Safety Standards Act(s) or Legal Metrology etc.
Responsibilities of Assistant Manager – Compliance Legal : .Ensure timely re...Show moreLast updated: 8 days ago
Promoted
Assistant Manager / Manager – AIF CAT II & CAT III Compliance
ValueQuest Investment Advisorsmumbai, maharashtra, in
The incumbent will be responsible for ensuring compliance with SEBI (Alternative Investment Funds) Regulations, and other applicable laws / regulatory requirements for Category II & Category III AIFs...Show moreLast updated: 6 days ago
Promoted
Assistant Vice President -NBFC Compliance-8-15-Years-Prabhadevi
Mangalam Placement Pvt Ltd.mumbai, maharashtra, in
Role : Assistant Vice President-NBFC Compliance.We are seeking an experienced and detail-oriented Compliance Officer to join our team and ensure regulatory compliance for our NBFC operations.The id...Show moreLast updated: 6 days ago
Promoted
Legal and Compliance Manager
ConfidentialMumbai, India
Pazago transforms the export experience, making each export order faster, more efficient, and stress-free.With streamlined processes and complete visibility, exporters save time, cut costs, and gai...Show moreLast updated: 8 days ago
Promoted
Audit Compliance
ConfidentialMumbai
Experience in IS Audit and Implementation.Exposure to ISO20000 / SSAE-18 / SOX-ITGC / PCIDSS / GDPR.Must have worked in IS / IT Risk Management.
Must have any one of the Certifications CISA / CISM / CRISC and ISO...Show moreLast updated: 20 days ago
Promoted
Lead Regional Compliance Specialist
Securitas GroupMumbai, IN
Lead Regional Compliance Specialist - APAC.India – open to Chennai / Hyderabad / Pune.We are a dynamic, dedicated team that provides management and support for a global guarding services account that s...Show moreLast updated: 25 days ago
Promoted
NBFC Compliance-8-15-Years-Prabhadevi
Mangalam Placement Pvt Ltd.mumbai, maharashtra, in
We are seeking an experienced and detail-oriented Compliance Officer to join our team and ensure regulatory compliance for our NBFC operations.
The ideal candidate will have hands-on experience with...Show moreLast updated: 14 days ago