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Compliance Assistant

Compliance Assistant

HDFC securitiesmumbai, maharashtra, in
6 days ago
Job description

Job Description

  • Monitor adherence to internal policies and legal standards.
  • Able to respond Exchange queries, data requirements from Exchanges.
  • Provide data towards Offsite inspections carried out by Exchanges
  • Provide support in drafting, updating, and reviewing company policies and procedures.
  • Respond to compliance-related inquiries and provide guidance as needed.
  • Collaborate with internal departments and external regulatory bodies as required.
  • Ability to interpret and implement complex regulations and guidelines.
  • Strong problem-solving skills and ability to make sound decisions.
  • High level of integrity and professionalism.
  • Ability to work independently and collaboratively within a team.
  • Strong written and verbal communication skills.
  • Capability to handle sensitive information with confidentiality.
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Assistant Compliance • mumbai, maharashtra, in

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