Audit and Compliance SpecialistAnand Rathi Share and Stock Brokers Ltd • Republic Of India, IN
Audit and Compliance Specialist
Anand Rathi Share and Stock Brokers Ltd • Republic Of India, IN
30+ days ago
Job descriptionAssisting in conducting internal audits as per the approved audit plan. Prepare draft audit observations and assist in compiling audit reports. Liaise with departments to gather data and clarify audit queries. Track implementation of corrective actions based on audit findings. Verify the financial statements and records. Review of SEBI regulations, exchange rules, and internal policies. Identify and evaluate operational, financial, and regulatory risks and Identify control deficiencies and suggest improvements
Preferred candidate profile :
- Candidates working for stock broking companies will be preferred.
- Relevant professional qualifications are Graduation with relevant experience / CA Inter / CA.
- Communication and People Management skills are must.
Create a job alert for this search
Compliance Specialist • Republic Of India, IN
Related jobs
%20Ltd.)
Governance and Compliance Specialist
V-Guard • Cochin, Republic Of India, IN
Conduct follow-up audit to ensure implementation of controls suggested by co-sourced auditors.Conducts risk assessments and identifies controls in place to mitigate identified risks.To Coordinate w...Show more
Last updated: 30+ days ago • Promoted
US HUD Auditor
AKM Global • India, India
We are seeking a detail-oriented and experienced audit professional with 2+ years of hands-on experience in.Low-Income Housing Tax Credit (LIHTC) Audits.
The ideal candidate will have a strong under...Show more
Last updated: 30+ days ago • Promoted
Compliance and Contracts Specialist
Emeritus • India, India
The Compliance & Contract Management Services Department is looking for a Compliance and Contracts Associate to assess, analyze, draft, review, negotiate and finalize contracts, compliance, invoice...Show more
Last updated: 20 days ago • Promoted
Senior Compliance Specialist
Travelex • Republic Of India, IN
Describe the areas the role is ultimately responsible for.Assign activities to the Analyst for action.Manage and delegate work fairly and effectively within the team.
Request and ensure that the tea...Show more
Last updated: 8 days ago • Promoted
Senior Audit Manager - US Compliance
GR8 Global India • Republic Of India, IN
US Audit Manager – Commercial and ERISA.US-based clients, including commercial entities and employee benefit plans (ERISA).
The role involves overseeing multiple audit teams, ensuring high-quality d...Show more
Last updated: 20 days ago • Promoted
Entity Compliance Specialist
Multiplier • India, India
The global hiring revolution is shaping a future where talent can thrive everywhere, driving innovation and progress on a global scale.
Multiplier is at the forefront of this change.By removing barr...Show more
Last updated: 16 hours ago • Promoted • New!
Internal Controls and Compliance Specialist
Yubi • Chennai, Republic Of India, IN
INTERNAL AUDIT TEAM - AUDIT ASSOCIATE.The Audit Associate is responsible for understanding security requirements to meet industry best practices with a.
As part of this role, the Audit associate is ...Show more
Last updated: 10 days ago • Promoted
Audit & Compliance Manager
Hiranandani Financial Services • Republic Of India, IN
The role involves strengthening internal controls, and driving process improvements in line with Risk-Based Internal Audit (RBIA) principles.
Conduct risk-based audits covering lending operations, b...Show more
Last updated: 14 days ago • Promoted
Compliance and Audit Specialist
Holland Advisors • New Delhi, Republic Of India, IN
Job Title : Vigilance and Internal Audit Executive.Recording, reviewing, and interpreting data to determine the effectiveness of operations.
Generating reports and presenting findings to management o...Show more
Last updated: 9 days ago • Promoted
Senior Compliance Auditor
Vivriti Capital • Chennai, Republic Of India, IN
Job Description : Internal Audit Manager (GM / AD).Reporting To : Head of Internal Audit, Vivriti Group.Vivriti Group is a leading financial services firm specializing in mid-market lending and fixed-i...Show more
Last updated: 30+ days ago • Promoted
Accounting and Compliance Specialist
Deloitte • Republic Of India, IN
India’s impact on the global economy has increased at an exponential rate and Deloitte presents an opportunity to unleash and realise your potential amongst cutting edge leaders, and organisations ...Show more
Last updated: 20 days ago • Promoted
Financial Audit and Compliance Specialist
Acies • Republic Of India, IN
Highlight of the engagement opportunity.Role : Full time contractual role (experienced professionals) and Interns for Permanent hire (students).
Number of years of experience expected : 0 to 4 years.A...Show more
Last updated: 4 days ago • Promoted
Compliance and Governance Specialist
BDO India • Republic Of India, IN
Core Roles & Responsibilities : .Independently executing assignments or monitoring the assignments (Typical assignments comprise of conducting reviews of systems, internal controls -Internal financia...Show more
Last updated: 4 days ago • Promoted
Compliance Review Specialist
House of Hiranandani • Republic Of India, IN
The role holder will be responsible for independently managing Internal Audit assignments across business functions and projects.
To ensure adherence to internal controls, statutory compliance, and ...Show more
Last updated: 22 days ago • Promoted
Compliance Specialist
Systematix Shares & Stocks (I) Ltd. • Republic Of India, IN
Systematix Group is a leading diversified financial services firm offering a wide range of solutions, including.Investment Banking, Institutional Equities, Wealth Management, Retail Broking, and As...Show more
Last updated: 22 days ago • Promoted
US HUD Compliance Specialist
AKM Global • Republic Of India, IN
We are seeking a detail-oriented and experienced audit professional with 2+ years of hands-on experience in.Low-Income Housing Tax Credit (LIHTC) Audits.
The ideal candidate will have a strong under...Show more
Last updated: 30+ days ago • Promoted
Credentialing Compliance Specialist
R Systems • Pune, Republic Of India, IN
Credentialing / US Healthcare Operations.Your role will focus on auditing credentialing files, validating documentation, and ensuring adherence to regulatory standards.
You will work closely with cr...Show more
Last updated: 22 days ago • Promoted
Accounting Compliance Specialist
Stavian Chemical • Republic Of India, IN
Top 219 Largest Enterprises in Southeast Asia in the Fortune 500 Southeast Asia 2025 list.The Group is also ranked among the.
Top 15 Largest Chemical Distributors Worldwide.Top 7 in the Asia-Pacific...Show more
Last updated: 1 day ago • Promoted