Compliance and Governance Specialist

About us :

5paisa Capital Ltd. stands at the forefront of India's fintech revolution, offering a comprehensive digital platform for retail investors and traders. With a commitment to democratizing financial services, 5paisa provides a suite of products including Stocks, Futures & Options, Mutual Funds, IPOs, all accessible through user-friendly mobile applications and web platforms. Today 5paisa is a go-to platform for serious traders and investors.

Role Overview :

We are seeking a proactive Compliance Manager to oversee regulatory reporting, membership compliance, and governance across Exchanges, Depositories, and SEBI. If you excel at detailed submissions and regulatory coordination, this role lets you uphold strong compliance standards and ensure smooth regulatory operations.

What You’ll Do :

Regulatory Reporting & Submissions :

• Manage periodic and incidental submissions to Exchanges and Depositories, including regulatory, cyber, audit, risk, and compliance reports.
• Ensure timely reporting and resolution of technical glitches.
• Oversee monthly, quarterly, half-yearly, and annual QSB submissions.

Membership Compliance & Regulatory Correspondence :

Governance, Circulars & Documentation Management :

Advertisement Review & Regulatory Approvals :

Risk & Audit Coordination :

What You’ll Need :

Why Join Us? This isn’t just another job. It’s a front-row seat to the future of finance — and you’re invited.

We value diversity in all its forms — backgrounds, perspectives, experiences — and are committed to building an inclusive environment where every employee feels respected, heard, and empowered to grow. We do not discriminate based on race, religion, caste, color, gender identity or expression, sexual orientation, age, marital status, disability, or any other legally protected status. Our hiring decisions are based on merit, capability, and alignment with our values — always.