Compliance Officer

Position Name - Compliance Officer-AIF

Location - Gift City, Gandhinagar

Experience Range - 5-8 yrs

Mandatory Requirement :

Ensure end-to-end compliance with

IFSC regulations , corporate laws, and other regulatory frameworks

Job Roles and Responsibilities :

Ensure full compliance with all regulatory requirements under

SEBI and / or IFSCA

jurisdictions.

Supervise

investor onboarding, KYC / AML checks, due diligence

of portfolio companies, and reporting.

Monitor, interpret, and implement

regulatory changes

in internal policies and procedures.

Coordinate with

trustees, auditors, valuers, fund administrators , and other stakeholders.

Track and maintain compliance with

SEBI AIF / IFSCA FME regulations ,

PMLA / AML-CFT rules ,

cybersecurity , and

data protection norms .

Maintain and update

compliance manuals, policies, checklists, and calendars

for all entities.

Escalate material

compliance risks or breaches

to senior management and support remediation.

Oversee

KYC / CDD

for investors and portfolio companies, conduct

PEP / sanctions screening , and file

STRs / CTRs

with FIU-IND as required.

Prepare and file

regulatory reports.

Coordinate and support

regulatory audits, inspections, and investor reporting , ensuring timely and accurate submissions.

Qualification and Experience :

Bachelor’s degree in Law, Finance, Commerce, or a related discipline

• Professional credentials desirable (CA / CS / CFA / MBA / relevant certification)
• Prior experience (typically 3 years) in compliance / regulatory roles in funds, asset management, private equity, banking or financial services
• Familiarity with SEBI AIF regulations, IFSCA FME regulations, PMLA / AML-CFT rules, beneficial-ownership norms, sanctions / PEP screening, cyber-resilience requirements
• Strong analytical and documentation skills; ability to interpret and operationalize legal / regulatory requirements
• Effective verbal and written communication skills; ability to present and liaise with senior management and external stakeholders
• High level of integrity, confidentiality, and ethical standards
• Experience in investor onboarding, due diligence, background verification
• Knowledge of international AML / sanctions frameworks