Associate - UK Compliance and Risk - Compliance Monitoring and Acquisitions

At EY, we're all in to shape your future with confidence.

We'll help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you want it to go.

Join EY and help to build a better working world.

Associate – UK Compliance and Risk - Compliance Monitoring & Acquisitions

Risk Management team at EY plays an important role in managing the internal risks of the firm associated with accepting a new client or an engagement or risks associated with any of our on-going audit / non audit engagement. Formed in the Year 2007, the Risk Management team is growing rapidly as a Center of Excellence for all standardized quality / compliance related activities that can be efficiently undertaken from Global Delivery Services location.

The opportunity

The team supports Global Risk Management in rapidly deploying professionals on ad-hoc, outcome-based projects as well as acts as an incubator for new RM services. It is an extension of the onshore RM teams and helps in streamlining existing processes, onboarding new opportunities, designing end-to-end processes, and managing specific project activities.

The incumbent shall be responsible for the timely execution of data led compliance monitoring to identify any potential non-compliance with policy / guidance or any potential regulatory breaches. This will include data sourcing, aggregation and analysis, performance of standardized compliance checks in line with pre agreed compliance procedures and rules, reporting and escalation of results.

Your Key Responsibilities

Technical expertise

• Developing subject matter expertise to support the due diligence checks for the clients and suppliers before the acquisitions.
• Complete data management activity for the acquisitions including but not limited to :
• Maintaining and adhering to the process schedule
• Performing the required research and analysis in line with policy requirements to identify potential non-compliance in a timely manner
• Integration plan action tracking and associated administration
• Identifying any nuances, analysing the probable cause & effect, and highlighting it to the stakeholders
• Working with the team for further enhancements of the processes
• Supporting the process documentation and ensuring process trackers are current and accurate
• Reporting :
• Enabling the leadership reports using MS Excel, Power Bi and PowerPoint
• Agility with large amounts of data, creation of presentations with ability to validate data accuracy by performing spot checks and reviews
• Supporting various compliance monitoring processes like (but not limited to) :
• Insider Trading
• Modern Slavery
• Consultant Lobbying
• Client and Engagement Acceptance
• Internal Admit Partner Risk Management Testing
• Quality & Effective Risk Management assessment

Skills And Attributes For Success

Essentials :

Preferred :

To qualify for the role, you must have

Ideally, you'll also have

Technologies and Tools

What You Can Look For

What We Offer

EY Global Delivery Services (GDS) is a dynamic and truly global delivery network. We work across six locations – Argentina, China, India, the Philippines, Poland and the UK – and with teams from all EY service lines, geographies and sectors, playing a vital role in the delivery of the EY growth strategy. From accountants to coders to advisory consultants, we offer a wide variety of fulfilling career opportunities that span all business disciplines. In GDS, you will collaborate with EY teams on exciting projects and work with well-known brands from across the globe. We'll introduce you to an ever-expanding ecosystem of people, learning, skills and insights that will stay with you throughout your career.

EY | Building a better working world

EY is building a better working world by creating new value for clients, people, society and the planet, while building trust in capital markets.

Enabled by data, AI and advanced technology, EY teams help clients shape the future with confidence and develop answers for the most pressing issues of today and tomorrow.

EY teams work across a full spectrum of services in assurance, consulting, tax, strategy and transactions. Fueled by sector insights, a globally connected, multi-disciplinary network and diverse ecosystem partners, EY teams can provide services in more than 150 countries and territories.

Skills Required

Ms Excel, risk management tools , Power Bi, Sharepoint