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Head of Compliance

The Premier Consultants ( Recruitment Company )Nagpur, IN

21 hours ago

Job description

Currently we are hiring Head of Compliance for Housing Finance Industry.

Role : Compliance Head

Location : Mumbai – Lower Parel

Industry preferred : BFSI

Job Summary :

We are seeking a seasoned Compliance and Risk Management professional with deep experience in the housing finance sector. The ideal candidate will be responsible for implementing and monitoring risk-based compliance frameworks, ensuring adherence to NHB , RBI , and other regulatory bodies, and driving policy development across business units. This role is critical in maintaining a strong governance culture within a Housing Finance Company.

Key Responsibilities :

1. Compliance Testing & Risk Management :

Lead the design and execution of risk-based compliance testing plans to evaluate the effectiveness of policies, procedures, and internal controls.
Conduct thematic reviews and assessments of new products or business initiatives, ensuring alignment with NHB and other regulatory guidelines.
Maintain detailed documentation and prepare comprehensive reports outlining test results, gaps, and remediation measures.

2. Regulatory Liaison & Reporting :

Serve as the key point of contact for NHB , RBI , and other financial regulators, providing timely responses to queries and ensuring compliance with regulatory expectations.

Manage preparation and submission of regulatory reports, including Risk-Based Supervision (RBS) and inspection requirements.

Review and update compliance policies across housing finance operations to remain aligned with evolving regulatory norms.

3. Stakeholder Collaboration & Governance :

Advise senior management and business units on compliance matters, regulatory risks, and process improvements.

Work cross-functionally to resolve compliance breaches or risks and escalate significant findings to relevant governance committees.

Drive a culture of compliance through strong collaboration with internal audit, risk, and business teams.

4. Policy Frameworks & Training :

Develop, implement, and maintain compliance frameworks and operational policies specifically designed for the housing finance sector.

Coordinate training programs across departments to ensure widespread awareness of regulatory obligations, especially NHB and AML / KYC standards.

5. Reporting & Analytics :

Consolidate compliance reports from branches and departments and present insights to senior management and the board.

Monitor compliance dashboards and key risk indicators, identifying potential issues proactively and recommending mitigation strategies.

Qualifications : Education :

Bachelor’s degree in Law, Master of Commerce, or Company Secretary (CS).

Professional certifications in Compliance , Risk Management , or KYC / AML preferred.

Experience :

Experience in Compliance, Risk, or Regulatory Affairs within the housing finance or banking / financial services industry.

Demonstrated experience in dealing with NHB regulations , including inspections, audits, and compliance reporting.

Skills :

In-depth knowledge of NHB , RBI, SEBI, FEMA, and other applicable financial regulatory frameworks.

Strong leadership, analytical, and stakeholder management abilities.

Excellent communication and report-writing skills, with the ability to distill complex compliance matters for senior audiences.

Interested candidate share your CV on mansi@thepremierconsultants.com

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Head Of Compliance • Nagpur, IN