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Internal Auditor
Evoke HR Solutions Pvt. Ltd.Kolkata, West Bengal, India24 days ago
Job descriptionCollected and analyzed data from other exchanges and internal teams for member evaluation. Used analytics tools to generate reports and flag high-risk or financially stressed members. Scoped and monitored Limited Purpose Inspections based on risk triggers. Reviewed reports from regional offices and shared findings with SEBI when required. Liaised with IT for system enhancement requests and UAT testing. Ensured accurate release of updates in the live environment. Coordinated BCP activities across regional offices. Drove process improvements and submitted updates to the Business Excellence team. Responded to SEBI / member compliance queries and maintained regulatory records. Managed investor awareness campaigns (email / SMS) using UCC data.
Position : Internal Audit Manager
Experience : 6+ Years
Location : Kolkata
Qualification : CA / MBA-Finance
Key responsibility : Internal Audit Coordination
- Prepared audit checklists and issued half-yearly audit circulars.
- Reviewed Internal Audit Reports and escalated violations for disciplinary action.
- Drafted meeting agendas, minutes, and action letters.
- Coordinated penalty debits with the accounts team and addressed member queries.
2. Data Analysis & Reporting
3. Limited Purpose Inspections (LPI)
4. IT Coordination
5. Regulatory & Process Management
Please share your updated CV at : cv.hr@evokehr.com
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Internal Auditor • Kolkata, West Bengal, India