Compliance Officer
SKS Enterpprises - Human Resource Planning and Managementludhiana, India8 hours ago
Job descriptionEnsure full compliance with all regulatory requirements under SEBI and / or IFSCA jurisdictions. Supervise investor onboarding, KYC / AML checks, due diligence of portfolio companies, and reporting. Monitor, interpret, and implement regulatory changes in internal policies and procedures. Coordinate with trustees, auditors, valuers, fund administrators , and other stakeholders. Track and maintain compliance with SEBI AIF / IFSCA FME regulations , PMLA / AML-CFT rules , cybersecurity , and data protection norms . Maintain and update compliance manuals, policies, checklists, and calendars for all entities. Escalate material compliance risks or breaches to senior management and support remediation. Oversee KYC / CDD for investors and portfolio companies, conduct PEP / sanctions screening , and file STRs / CTRs with FIU-IND as required. Prepare and file regulatory reports. Coordinate and support regulatory audits, inspections, and investor reporting , ensuring timely and accurate submissions. Professional credentials desirable (CA / CS / CFA / MBA / relevant certification) Prior experience (typically 3 years) in compliance / regulatory roles in funds, asset management, private equity, banking or financial services Familiarity with SEBI AIF regulations, IFSCA FME regulations, PMLA / AML-CFT rules, beneficial-ownership norms, sanctions / PEP screening, cyber-resilience requirements Strong analytical and documentation skills; ability to interpret and operationalize legal / regulatory requirements Effective verbal and written communication skills; ability to present and liaise with senior management and external stakeholders High level of integrity, confidentiality, and ethical standards Experience in investor onboarding, due diligence, background verification Knowledge of international AML / sanctions frameworks
Position Name - Compliance Officer-AIF
Location - Gift City, Gandhinagar
Experience Range - 5-8 yrs
Mandatory Requirement :
- Ensure end-to-end compliance with IFSC regulations , corporate laws, and other regulatory frameworks
Job Roles and Responsibilities :
Qualification and Experience :
Bachelor’s degree in Law, Finance, Commerce, or a related discipline
Create a job alert for this search
Compliance Officer • ludhiana, India
Related jobs
Certivo turns regulatory evidence into market access.Our AI, CORA, automates supplier outreach, data extraction, and rule checks, then assembles market-ready packets mapped to every product × site ...Show moreLast updated: 13 days ago
- Promoted
Compliance Specialist
PEARL TRANSPORT INCludhiana, punjab, in We’re Hiring : Compliance & HR Specialist | Pearl Transport Inc.Pearl Transport Inc — a growing U.You will ensure company-wide FMCSA / DOT compliance while also supporting HR processes.You’ll work clo...Show moreLast updated: 1 day ago
- Promoted
Compliance Engineer - Sustainability Compliance (Remote)
Certivoludhiana, punjab, inRemote
- Promoted
Marine Safety Officer
CMA SHIPSludhiana, punjab, in Designated Person Ashore – Company Security Officer.Comply with IMS and all relevant international rules and regulations.
.Ensure all your duties in accordance with quality, health, safety, environm...Show moreLast updated: 30+ days ago
- Promoted
Security & Compliance IT Specialist / Engineer
aecc - digital innovation hubludhiana, punjab, in Support the organisation’s security posture through monitoring, incident response coordination, and compliance activities.
Work closely with IT operations, engineering, and leadership to ensure syst...Show moreLast updated: 14 days ago
- Promoted
US Mortgage Loan Compliance
Synergyludhiana, punjab, in This is a full-time, remote role for a Mortgage Loan Compliance Reviewer located in our Mumbai office, supporting operations in the US mortgage industry.
The position focuses on conducting thorough ...Show moreLast updated: 1 day ago
- Promoted
Payments & Fraud Specialist
Abacus.AIludhiana, punjab, in We’re looking for a Payments & Fraud Specialist to manage payment operations and prevent fraud across our Stripe systems.
Monitor payments, disputes, and chargebacks in Stripe.Detect and resolve fra...Show moreLast updated: 2 days ago
- Promoted
Administrative Assistant
Sandeep AssiJalandhar, Punjab, India An accounting firm working for transportation and IT companies.This is a remote contract role for an Administrative Assistant at Elk Prime Financial.
The Administrative Assistant will be responsible...Show moreLast updated: 21 days ago
- Promoted
Compliance and Contracts Specialist
Emeritusludhiana, punjab, in The Compliance & Contract Management Services Department is looking for a Compliance and Contracts Associate to assess, analyze, draft, review, negotiate and finalize contracts, compliance, invoice...Show moreLast updated: 3 days ago
- Promoted
Accounts Officer
ZedPlus Accounting and Financeludhiana, punjab, in Please note : The salary range for this role is between Rs.So, we encourage you to apply only if your salary expectations are within the above range.
We are a leading company in the Accounting and Fi...Show moreLast updated: 15 days ago
- Promoted
IT Plant Head
Maxis Clinical Sciencesludhiana, punjab, in Plant IT Head (Leading Pharma MNC).Formulations & API Manufacturing Plant.This Job Role will be a part of Plant IT and Responsible for Heading the overall IT Infra, Applications & Systems for the P...Show moreLast updated: 30+ days ago
- Promoted
Finance Manager
Sarovar HotelsJalandhar, Punjab, India Responsible for managing hotel finances, including budgeting, reporting, compliance, and cost control.Ensures financial health and supports strategic decision-making.
Prepare budgets, forecasts, and...Show moreLast updated: 2 days ago
- Promoted
Marketing Compliance
CESludhiana, punjab, in We’re currently looking for an Analyst / Team Lead / AM - Marketing Compliance and I think you could be a good fit.We are looking for 6+ years of experience in Marketing Compliance, I’d like to tell y...Show moreLast updated: 30+ days ago
- Promoted
Purchasing Representative
Insight Globalludhiana, punjab, in Purchase IT equipment, software, and services, ensuring timely and cost-effective acquisition.Establish and maintain relationships with vendors and suppliers.
negotiate contracts, terms, and pricin...Show moreLast updated: 1 day ago
- Promoted
Compliance Officer
ConfidentialJalandhar, India Join Ericsson's Group Function Third Party Assessments within Compliance Programs & Operations.You'll design, implement, and advise on the programmatic elements of our Third-Party Management Progra...Show moreLast updated: 7 days ago
- Promoted
- New!
Compliance Billing
Newfold Digitalludhiana, punjab, in Newfold Digital is a leading web technology company serving millions of customers globally.We have some of the industry's most.
We help customers of all sizes build a digital presence that.With our ...Show moreLast updated: 10 hours ago
- Promoted
Compliance Specialist – Affordable Housing (LIHTC)
Castellan Real Estate Partnersludhiana, punjab, in Compliance Specialist – Affordable Housing (LIHTC).Remote (Based in India, supporting California projects).Full-time | Must be available to work in Pacific Standard Time (PST) overlap hours.We are ...Show moreLast updated: 3 days ago
- Promoted
Senior Manager - Risk and Compliance
Good Business Labludhiana, punjab, in Good Business Lab is an independent, non-profit labor innovation company.We use rigorous academic research to prove that worker well-being programs have business impacts.
We develop market-ready, sc...Show moreLast updated: 2 days ago
- Promoted
Fraud Analyst
EliteRecruitmentsludhiana, punjab, in Job opportunity for Fraud Data Analyst for global consulting firm.Bangalore, Gurgaon, Pune, Hyderabad.Remote (occasional office visits may be required).
Looking for immediate Joiners / someone who can...Show moreLast updated: 1 day ago