AVP - Operations Issue Management [T500-21059]

About Us :

MUFG Bank, Ltd. is Japan’s premier bank, with a global network spanning in more than 40 markets. Outside of Japan, the bank offers an extensive scope of commercial and investment banking products and services to businesses, governments, and individuals worldwide. MUFG Bank’s parent, Mitsubishi UFJ Financial Group, Inc. (MUFG) is one of the world’s leading financial groups. Headquartered in Tokyo and with over 360 years of history, the Group has about 120,000 employees and offers services including commercial banking, trust banking, securities, credit cards, consumer finance, asset management, and leasing.

The Group aims to be the world’s most trusted financial group through close collaboration among our operating companies and flexibly respond to all the financial needs of our customers, serving society, and fostering shared and sustainable growth for a better world. MUFG’s shares trade on the Tokyo, Nagoya, and New York stock exchanges.

MUFG Global Service Private Limited :

Established in 2020, MUFG Global Service Private Limited (MGS) is 100% subsidiary of MUFG having offices in Bengaluru and Mumbai. MGS India has been set up as a Global Capability Centre / Centre of Excellence to provide support services across various functions such as IT, KYC / AML, Credit, Operations etc. to MUFG Bank offices globally. MGS India has plans to significantly ramp-up its growth over the next 18-24 months while servicing MUFG’s global network across Americas, EMEA and Asia Pacific

About the Role :

Position Title : Assistant Vice President-Operations Issues Management

Corporate Title : Assistant Vice President

Internal Title : Manager / Assistant Vice President

Location : Bangalore

Shift Timings : 12 Noon to 9 PM

Job Profile : Position details :

The Auditor II position within the Internal Audit function is tasked with providing independent, objective assurance and consultation aimed at evaluating and assessing the Bank’s governance, risk management, and control processes. This role principally focuses on validating issues related to corporate and investment banking, transaction banking, global markets, credit risk management, and operations. Additionally, responsibilities may encompass supporting the execution of all activities pertaining to the end-to-end audit process (including planning, fieldwork testing, reporting) and participating in general audit administration tasks throughout the organization, as assigned.

Management or Supervision : No

Roles and Responsibilities :

Execute issues validation and internal audits by evaluating the design and effectiveness of relevant controls according to audit methodology.

Ensure adherence to audit methodology and complete work timely while following industry best practices, applicable regulations, and professional standards, including preparing detailed yet concise workpapers for reperformance.

Lead meetings and interviews with business stakeholders to understand processes, communicate status or concerns.

Cultivate strong relationships with colleagues and clients while adhering to high standards of performance and professionalism, fostering a culture of integrity and inclusivity. Ensure that all actions demonstrate sound judgment and are consistent with MUFG's Ethics and Conduct Principles.

Demonstrate leadership and serve as a role model while consistently striving for self-improvement and enhancing departmental performance.

Demonstrate professional skepticism and personal accountability.

Education, Licensure, Years of Experience (and type of work experience) :

A bachelor’s degree in accounting, Finance, Business Administration, or a related business discipline from an accredited college or university.

CPA / CIA / CISA Certification is preferred or willingness to obtain certification.

8+ years of experience in internal audit or equivalent experience within the financial services industry, related markets, and regulatory agencies.

Preferred experience includes issues validation, audit execution, operational risk, credit risk, market risk, or equivalent areas.

Demonstrates effective verbal and written communication skills in English, along with strong negotiation, presentation, and interpersonal skills; capable of engaging with all levels of internal audit and business line management.

Possesses strong analytical and problem-solving abilities.

Utilizes critical thinking skills to provide practical recommendations within a complex regulatory and risk management environment.

Proficient in technology applications such as MS Office, Outlook, and MS Teams.

Equal Opportunity Employer :

The MUFG Group is committed to providing equal employment opportunities to all applicants and employees and does not discriminate on the basis of race, colour, national origin, physical appearance, religion, gender expression, gender identity, sex, age, ancestry, marital status, disability, medical condition, sexual orientation, genetic information, or any other protected status of an individual or that individual's associates or relatives, or any other classification protected by the applicable laws.