Investment Oversight- Emerging Lead

Functional Job Title : Emerging Lead - Investment Oversight Job Title : Sr. Associate Department / Division : Investment Management

Basic Purpose of Job :

To perform various Investment Compliance tasks in support of SSgA portfolios managed in North America, Europe and Asia Pacific.

Key Responsibilities :

• Assist regional SSgA offices in North America, Europe, and Asia Pacific by performing various Investment Oversight tasks associated with the review of Sentinel Rule Coding to ensure adherence to global investment industry regulations, as well as internal firm guidelines.
• Serve as a resource with various departments to communicate compliance requirements, and keep up to date with firm and industry regulations and guidelines regarding Trade Compliance
• Responsible for performing daily BAU and ensure timely sign-offs to external parties / Global Counterparts.
• Coordinate with relevant SSgA groups that are subject matter experts for the topics included in the client requests, and proactively manage the follow-up and escalation to ensure timely completion of tasks or projects.
• Collaborate with the global Compliance and Business departments to evaluate current processes, identify areas for improvement, and suggest and implement solutions.
• Take part in various calls with Global Partners to discuss process metrics, improvements and issues related to accuracy.
• To assist in getting new work types smoothly transitioned to Bangalore team

Key Skills / Attributes :

Job requirements :

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