Description
Join our dynamic and growing team in Internal Audit and get an opportunity to work with multiple line of business.
Job Summary
As a Commercial Investment Banking Audit Vice President within the Internal Audit team you will be responsible for assessing the adequacy and effectiveness of the control environment primarily for Markets business activities of India and APAC region and also coverage of other business activities related to Custody Commercial Banking and Payment functions. This is achieved through a risk-based program of audit coverage performed and managed by a team of business and technology audit specialists and coordinated on a global basis with colleagues in other regions. You will be part of audit engagement to perform execute and document audit testing partner closely with global Audit colleagues and business stakeholders and use judgment to strengthen internal controls. The role provides the opportunity to develop a detailed understanding of Commercial and Investment Banking Markets business specifically Commodities Currencies and Emerging Markets Equities Broking businesses including electronic trading.
Job Responsibilities
- Participate in all aspects of audit activities including risk assessments audit planning audit testing control evaluation issue drafting and follow up and verification of issue closure in close partnership with and support of senior auditors and / or audit managers and ensuring audit assignments are completed timely and within budget.
- Work closely with India and APAC audit colleagues in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders.
- Submit required information to and also attend the Board meeting as representative of Audit function
- Cover local regulatory audit requirement for the Markets business
- Meet deliverables and adhering to department standards.
- Develop recommendations to strengthen internal controls and improve operational efficiency
- Take ownership of self-development including stretch assignments to prepare for greater responsibilities and career growth and take initiative to seek out opportunity for continued learning
- Implement and execute an effective program of continuous auditing for assigned areas including monitoring of key metrics to identify control issues and adverse trends.
- Stay up-to-date with evolving industry / regulatory developments / changes and market events impacting the business.
- Demonstrate and maintain technical competency.
Required qualifications capabilities and skills
Minimum 10 years of internal or external auditing experience or relevant business experience.Minimum Bachelors degree (or relevant financial services experience)Ability to operate as an effective auditor you will have a solid understanding of internal control concepts and the ability to evaluate and determine the adequacy of controls for a given set of risksExperience with internal audit methodology and applying concepts in audit delivery and executionExcellent written verbal and presentation skills; adept at presenting complex and sensitive issues to senior managementStrong interpersonal and influencing skills with the ability to establish credibility and build partnerships with senior business and control partners while also influencing the actions of the business to improve its control environment.Strong analytical skills particularly in regard to assessing the probability and impact of an internal control weaknessProven ability to multi-task and prioritizeeffectively anddrive efficiency with existing technical infrastructure through automation while embracing the innovative opportunities offered by new technologiesPreferred qualifications capabilities and skills
CharteredAccountantor equivalent CertifiedInternalAuditor and / or Advanced Degree in Finance or AccountingRelevant working experience inMarkets business and India local regulatory auditing requirements.Required Experience :
Exec
Key Skills
Change Management,Financial Services,Growing Experience,Managed Care,Management Experience,Analysis Skills,Senior Leadership,Performance Management,Process Management,Leadership Experience,negotiation,Analytics
Employment Type : Full-Time
Department / Functional Area : Internal Audit
Experience : years
Vacancy : 1