Senior Executive

Job Title : Senior Executive (On-Site Inspection)

Experience Required : 5+ Years

Location : Mumbai

Preferred Industry : Broking, Capital Market

Job Description :

We are looking for a highly skilled and motivated Senior Executive with over 5 years of experience to join our dynamic team. As a Senior Executive (On-Site Inspection), you will play a key role in driving business operations and ensuring seamless execution of inspections. Your expertise and leadership will contribute to the continued growth and success of our organization.

Key Responsibilities :

• Send Inspection Intimations : Ensure Letters of Intimation are sent to members for Regular and Special Purpose Inspections as per the annual schedule.
• Coordinate Inspections : Schedule inspections with members and ensure timely submission of inspection data and PIQ (Pre-Inspection Questionnaire).
• Data Collection & Analysis : Gather and analyze inspection-related data from departments and members to ensure compliance.
• Conduct Inspections : Visit member locations per schedule, following the inspection checklist and scope, and ensure timely completion.
• Report Drafting : Prepare inspection reports, resolve queries from the post-inspection team, and send draft reports for senior management review.
• Special Purpose Inspections : Perform inspections as mandated by SEBI or other departments.
• MIS & Regulatory Reporting : Prepare and maintain Inspection MIS and provide required data to SEBI and other authorities.
• Resolve Member Queries : Address member questions regarding inspection circulars and reports via email or meetings.

Requirements :

Interested candidates are invited to share their updated CV to :