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Deputy Manager-Membership
ConfidentialMumbai, India23 days ago
Job descriptionScrutinizing / processing of application for change in director as per Exchange / SEBI norms. Screening for all the applications related to change in director details, change in SHP / DPG, Directors and Transfer of membership. Maintain records updating control sheet and follow ups with member accordingly via mail and phone calls. Scrutinizing / processing of shareholding / DPG pattern constitution / Re-constitution / of partnership firm. Keeping Records updating control sheet and follow ups with member accordingly via mail and phone calls Scrutinizing / Processing applications as per norms and updating SEBI Portal. Processing such applications without any errors within prescribed TAT. Updating members Name and address in CRM database as per members request, updation to other department. CS / CA / MBA from a reputed Institute / University 3 - 4 years of work experience in securities / Capital market, financial services, mutual funds or insurance companies Proactive and result oriented Analytical ability and an eye for detail Good execution skills Strong communications skills To share learning and develop / communicate best practice across various groups Satisfy company and national regulatory standards MS Office (good excel skills to be preferred)
Job Purpose
- To perform activities related to membership compliance of the Exchange and support the team in achieving a no error work environment.
Key Result Areas
Change in director's details :
Change in shareholding / DPG pattern / change in Constitution / Re-constitution of partnership firm :
Change in Name of member entity and Change in member office address :
Closure of alerts in Trackwizz application, maintaining monthly database and MIS / collation of data for SEBI / Internal department
Preferred Profile : -
Educational Qualification
Experience
Skills Required
Functional Competencies required
Skills Required
Excel, Ms Office
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Deputy • Mumbai, India
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