Regulatory Compliance Director

About Us :

Tusk Investments is a Kolkata-based buy-side investment firm managing USD 150+ million in public equity assets. We combine deep fundamental research with a disciplined investment process to deliver superior long-term returns. We’re looking to strengthen our internal controls and governance standards as we scale.

Role Overview :

We are hiring a Manager – Risk & Compliance to lead our firm’s regulatory compliance, operational risk controls, and internal governance framework. This is a key role that will work directly with senior leadership and investment teams.

Key Responsibilities

• Design and implement risk management policies, internal controls, and compliance protocols across the investment process
• Ensure adherence to SEBI regulations, AIF guidelines, AML / KYC norms, insider trading rules, and other applicable laws
• Liaise with regulators, legal advisors, auditors, and custodians for compliance reporting and filings
• Monitor portfolio-level risk metrics and propose mitigations when thresholds are breached
• Conduct periodic audits of internal systems, data security, and investment documentation
• Own all internal SOPs, compliance checklists, and risk dashboards
• Provide compliance training and updates to internal teams

🎓 Candidate Profile

🌟 Why Join Us

To apply, please message us directly on LinkedIn or email your CV to hr.tusk@tuskinvest.com