Lead Compliance Officer

Key Responsibilities :

1) Regulatory Compliance :

• Provide regulatory compliance policy advice and guidance to Funds and Markets team.
• Management on issues related to global regulatory compliance, marketing and selling investment products and offerings.
• Identify and prfioritize regulatory and compliance risks associated with Investment products and conduct periodic compliance risk assessments.

2) Anti-Money Laundering (AML) & Know Your Customer (KYC) :

3) Risk Management & Internal Controls :

4) Global Regulatory Reporting :

5) Policy Development :

6) Monitoring :

7) Training and Education :

8) Investigations and Remediation :

9) Regulatory and Client Interaction :

Qualifications :