Senior Compliance and Ethics Specialist

Mandatory Skills

relevant experience of working on vendor due diligence, reviewing due diligence reports, identifying red flags in due diligence and resolve red flags through logical conclusion.

Education / Qualification

LL.B || Bcom

Job Description

Senior Executive

You are Responsible for

• Day-to-day management, execution and oversight of key components of the Anti-Corruption Compliance program for FK Group.
• Understand from business unit the scope of work of Flipkart foundation who will have any interaction with government on behalf of the company and help business units to identify Third party intermediaries (TPI).
• Co-ordinate with business unit to fill required due diligence appendices as per Anti-Corruption procedure and get clarification on due diligence appendices.
• Initiate due diligence in Global Screening system and manages the due diligence process for third-party intermediaries (TPIs), Business Partners (BPs) and Donation Recipients. This includes review of the due diligence reports for the ownership structure, Politically Exposed Persons (‘PEP’), pending cases / litigations, market reputation, regulatory non-compliance, adverse media, sanctions if any.
• Coordinate and follow-up with Legal and Business Units to obtain executed contracts with the TPIs / NGO for record keeping and track all approved and rejected TPIs / NGO and circulate the MIS to relevant business units on a periodic basis.
• Track and send TPI certifications to all approved TPIs on an annual basis.

To succeed in this role – you should have the following