Senior Manager / Assistant Vice President - Control & Compliance

Job Description - Senior Manager / AVP - Control & Compliance

Location : Pune.

Experience : 12+ Years.

Role Overview :

We are seeking a seasoned professional with strong expertise in 2nd Line of Defence, SOX compliance, and Audit & Control frameworks.

The role involves providing leadership in internal controls, compliance, and risk management activities, while driving governance and assurance across financial and operational processes.

Key Responsibilities :

• Lead and manage the 2nd Line of Defence activities, ensuring effective internal controls and governance across business functions.
• Drive SOX compliance programs, including process walkthroughs, risk & control matrix finalization, testing of control design and effectiveness, and remediation of control gaps.
• Conduct and oversee audit reviews and internal control assessments to strengthen compliance and risk frameworks.
• Collaborate with cross-functional teams to identify control weaknesses, perform root cause analysis, and drive sustainable corrective actions.
• Provide guidance to senior stakeholders (internal and external) on compliance, controls, and audit matters.
• Lead special assignments related to risk events, operational failures, and regulatory compliance.
• Ensure alignment with global standards such as ISAE 3402, SSAE, and ITGC controls.
• Mentor and manage audit / control professionals, fostering a strong compliance culture within the organization.

Skills & Qualifications :

(ref : iimjobs.com)