Control Management_Equities Trading BCM- Vice President

You are a strategic thinker passionate about driving solutions in Control Management. You have found the right team.

As a Control Manager Vice President within our risk assessment team, you will lead the development of an enhanced control framework that promotes a continuous and integrated approach to risk assessment. Your role will also involve ensuring that the team aids in top-down risk analysis, real-time control issue detection, escalation, root cause analysis, and remediation

Job Responsibilities : -

• Create a proactive risk and control culture that leverages proven evaluation strategies and sound change management protocols - Review and analyze program related data (., KRI / KPI) to support business-related programs and strategies - Provide leadership support for the end-to-end execution of the Risk & Control Self-Assessment, including control breaks and resolutions, to reduce financial loss, regulatory exposure, and reputational risk - Engage with control colleagues across the firm, business, operations management, legal, compliance, risk, audit, regulators, and technology control functions -
• Manage Asia Equities Trading Client and internal risk including development, adherence, and enhancement of Trading controls to meet internal governance and local regulations, coordinating closely with Trading, Technology, Trading Risk Management, Audit, etc. on initiatives
• Monitor Trading activities for signs of disorderly trading and limit breaches in addition to working with the Business, Compliance and Risk to implement strategic control enhancements, playing a critical part in ensuring best business practices
• Document Issues, go through deep dives, suggest action plans, and track the issues and action plans to closure - Direct preparation of presentation materials for key month-end reviews with trading management
• Handle requirements for Compliance, Exchange and Internal Audit reviews, inquiries, inspections, and commitments - Stay abreast of regulatory initiatives in the industry and potential risks to the Business to assess areas to expand or improve Trading controls
• Identify material risks and vulnerabilities in Asia and make recommendations for improvements in controls - Analyse and review historical traded data to estimate values at which pre-trade and post-trade controls are set
• Assess Trading procedures including pre-trade controls and direct market controls - Perform incident reviews. Ensure that each bullet point starts with a verb or adverb for consistency and clarity in job responsibilities. Revise the heading to 'Job responsibilities'. Consolidate bullet points in this section..

Required qualifications, capabilities, and skills :