SPEC Finance - Principal Officer - Fund Management Entity

Principal Officer for Fund Management Entity (SPEC Finance Group Company)

Location : Gift City, 10-12 Years

Employment Type : Summary :

• The Principal Officer is a senior leadership position responsible for ensuring that the Fund Management Company operates in full compliance with the IFSCA (Fund Management) Regulations and other applicable laws.
• This role oversees the funds operations, ensures adherence to regulatory guidelines, manages risk, and maintains effective communication with regulators, investors, and stakeholders.
• The Principal Officer will lead the fund management team to achieve operational and strategic objectives while upholding the highest standards of integrity and Ensure compliance with all IFSCA regulations, guidelines, and other relevant legal requirements.
• Oversee the implementation of investment strategies, ensuring alignment with the funds approved mandate and regulatory framework.
• Act as the primary point of contact for IFSCA and other regulatory bodies, managing all required interactions and submissions.
• Prepare and submit timely and accurate reports, disclosures, and documentation to IFSCA and stakeholders.
• Develop, implement, and monitor comprehensive risk management policies and compliance protocols.
• Lead, mentor, and develop the entire fund management team, fostering a culture of excellence and regulatory adherence.
• Stay updated on regulatory changes and ensure the fund adapts proactively to maintain compliance.
• Review and approve investment decisions, ensuring consistency with the funds risk appetite and objectives.
• Ensure transparent and timely communication with investors, including performance updates and financial reports.
• Represent the company in regulatory meetings, industry forums, and investor engagements.
• Ability to effectively communicate with and respond to the Board of Directors, Regulatory Authorities, and Stakeholders with clarity, accuracy, and A professional qualification, postgraduate degree, or postgraduate diploma (minimum 2 years) in Finance, Law, Accountancy, Business Management, Commerce, Economics, Capital Markets, Banking, Insurance, or Actuarial Science from a recognized university / institution; OR
• Certification from any organization, institution, association, or stock exchange recognized / accredited by the IFSCA, a regulator in India, or a foreign Minimum 5 years of relevant experience in the securities market or financial products, including roles such as Portfolio Manager, Broker-Dealer, Investment Advisor, Wealth Manager, Research Analyst, or Fund Management.
• In-depth knowledge of IFSCA regulations and the operational framework of International Financial Services Centers (IFSCs).
• Proven expertise in compliance, risk management, and investment strategy execution.
• Experience in international fund management or cross-border investments is highly desirable.
• Demonstrated ability to lead teams and manage complex operational and regulatory and Competencies :
• Exceptional leadership and team management capabilities.
• Outstanding verbal and written communication skills.
• Strong commitment to integrity, professionalism, and ethical standards.
• Advanced analytical and decision-making abilities, with a focus on navigating regulatory complexities.
• Proficiency in financial analysis tools and Requirements :
• Willingness to relocate to GIFT City, Gujarat, if not already based there.
• Availability to travel domestically and internationally as required for business purposes.

(ref : iimjobs.com)