Competence in interpreting payments compliance laws and regulations.
In-depth knowledge of payments industry (particularly UPI, BBPS products) and regulatory landscape.
7-9 years of relevant work experience in managing the regulatory compliances for UPI and BBPS products within a bank or fintech company.
Ability to drive regulatory implementation across business functions.
Experience in conducting compliance reviews, testing, and driving corrective actions.
Reporting of gaps in regulatory compliances and driving timely closures.
Managing regulatory relationships – internal and external
Excellent reporting procedures and record keeping.
Proficient in creating impactful PowerPoint presentations and comprehensive report writing.
Regulatory Compliance :
Track, interpret and disseminate regulatory requirements to internal stakeholders.
Advise the business on implementation of new regulatory updates or changes in the existing regulations / circulars / guidelines related to UPI and BBPS products.
Maintain a library of compliance rules for UPI and BBPS.
Record Keeping of all regulatory circulars and correspondences.
Monitoring closure of action points related to regulatory updates.
Publish MIS / dashboard on regulatory updates and implementation status, critical observations, as per defined frequencies.
Ensure timely submission of regulatory reports, as applicable.
Compliance Testing :
Facilitate timely compliance self-attestations from business functions.
Conduct periodic compliance testing on the regulatory controls as per compliance calendar and to ensure timely completion.
Conduct compliance acceptance test on all the regulatory controls within defined period.
Prepare comprehensive compliance testing reports highlighting exceptions, non - compliances, and potential issues.
Monitor and ensure timely closure of issues raised in compliance testing reports.
Compliance review :
Review product / process notes during design and launch phases to identify regulatory compliance risks.
Track and ensure closure of open compliance risks.
Skills Required
Report Writing, Compliance Testing, Record Keeping
Create a job alert for this search
Associate Compliance • Mumbai, India
Related jobs
Associate Director- Assurance- NON FS - Mumbai
MSKA & Associates • Mumbai, Maharashtra, India
About Company : About Firm Established in 1978, M S K A & Associates is an Indian partnership firm registered with the Institute of Chartered Accountants of India (ICAI) and the PCAOB (US Public Co...Show more
Last updated: 9 days ago • Promoted
New Product Approval, Associate / Director, Regulatory Relations
Morgan Stanley • Mumbai, India
We're seeking someone to join our team as a New Product Approval in Legal and Compliance Division.The Department reports on new product activity to business risk management, infrastructure groups a...Show more
Last updated: 30+ days ago • Promoted
Associate Director - UPI / BBPS Compliance
Seven N Half • Mumbai, Maharashtra, India
Competence in interpreting payments compliance laws and regulations.In-depth knowledge of payments industry (particularly UPI, BBPS products) and regulatory landscape.
UPI and BBPS products within a...Show more
Last updated: 14 days ago • Promoted
Associate Director - Investor Relation
Gudah Consultants • Mumbai, India
Business Development Role - Responsible for business development in Capital Markets and Investor Relations offerings - from lead generation till closure.Possess considerable cl...Show more
Last updated: 23 days ago • Promoted
Associate Director - UPI / BBPS Compliance
Space Experts Wealth Advisor LLP • Mumbai, India
Competencies & Skills : - Competence in interpreting payments compliance laws and regulations.In-depth knowledge of payments industry (particularly UPI, BBPS produ...Show more
Last updated: 8 days ago • Promoted
Associate Director-Core Assurance-NFS-Mumbai
BDO India • Mumbai, Maharashtra, India
Roles & Responsibilities : Expectations and requirements : Should have strong proficiency in English – both written and oral.
Should possess expert level knowledge of auditing.Should possess expert ...Show more
Last updated: 23 days ago • Promoted
Mosaic Wellness - Associate Director - Internal Audit / IFC & Statutory Audit - CA
Mosaic Wellness Private Limited • Mumbai, India
Title : Internal Audit, IFC & Statutory Audit (India & international business USA,UAE).Designation : Associate Director.About Us : Mosaic Wel...Show more
Associate Director - Investments (ABOR / IBOR).We are seeking a talented individual to join our Global Data team with.This is a hybrid role that has a requirement of working at least three days a wee...Show more
Last updated: 2 days ago • Promoted
Compliance Audit, Director, Business Audit
Morgan Stanley • Mumbai, India
We're seeking someone to join our team as a Director in the Compliance audit team specifically providing coverage for Regulatory compliance supporting Banks.
The Internal Audit Division (IAD) drives...Show more
Last updated: 30+ days ago • Promoted
Associate Director - Catastrophe Model
Marsh • Mumbai, Maharashtra, India
We are seeking a detail-oriented and strategic candidate to join our Catastrophe Modelling team.This role will be based in Mumbai This is a hybrid role that has a requirement of working at least th...Show more
Last updated: 23 days ago • Promoted
Associate Director HRBP
Confidential • Mumbai, India
Key Responsibilities : The Core HR Business Partner (Core HRBP) will play a critical role in driving the HR strategy across the organization, partnering with business leaders to align people strateg...Show more
Last updated: 22 days ago • Promoted
Associate Account Director
RecruiterLane Services • Mumbai, Maharashtra, India
DESIGNATION - ASSOCIATE ACCOUNT DIRECTOR.Maintain a keen understanding of industry trends affecting clients and make appropriate.
Drive New Business for the agency - generating leads and creating re...Show more
Position : Manager | Senior Manager | Associate Director Years of experience : 5+ years in Internal Audit consulting (Non-FS like Manufacturing, Hosp...Show more
Description : Job Title : Internal Audit, IFC & Statutory Audit (India & international business USA, UAE).Designation : Associate Director.About Us : <...Show more
Last updated: 30+ days ago • Promoted
Associate Director - Counterparty Credit Risk
Confidential • Mumbai, India
We are seeking a highly skilled and motivated Senior Consultant to join our Traded Risk practice, specializing in Counterparty Credit Risk (CCR).
Understanding of CCR principles, regulatory framewor...Show more
Last updated: 17 days ago • Promoted
TC - CS - SRCR - Risk And Compliance - Associate Director - E
Confidential • Mumbai, India
At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you.
And we're counting on your u...Show more
Last updated: 10 days ago • Promoted
Associate Director - Client Servicing
FoxyMoron • Mumbai, Maharashtra, India
Lead and coordinate the strategic planning and execution processes to ensure client satisfaction, team productivity, and business growth.
Strategic Planning and Communication : .Develop and communicat...Show more