Lead Compliance OfficerStride Ventures • narela, India
No longer accepting applications
Lead Compliance Officer
Stride Ventures • narela, India
1 day ago
Job descriptionLead the development of AML and KYC processes to prevent financial crime and ensure due diligence during deal-making. Ensure regular training for employees on compliance-related topics, particularly AML / KYC, insider trading, and regulatory reporting. Collaborate to identify, assess, and mitigate compliance-related risks. Implement internal controls and procedures to prevent fraud, data breaches, and legal violations. Manage global reporting requirements, including submissions to SEBI, RBI, the Financial Conduct Authority (FCA), and other local regulators. Lead interactions with regulatory authorities, preparing the company for audits, inspections, and reviews. Develop, implement, and maintain compliance policies and procedures. Review and update compliance manuals regularly. Conduct regular compliance audits and risk assessments to identify potential issues. Prepare compliance reports for senior management and regulatory bodies. Develop and deliver training programs for staff on compliance-related topics. Foster a culture of compliance and ethical behavior within the organization. Investigate compliance breaches or violations and recommend corrective actions. Liaise with internal and external auditors as needed. Address compliance inquiries from regulators, clients and stakeholders. Ensure that client-facing documentation meets compliance standards. Professional Qualification - Company Secretary (CS) Minimum of 8 years of experience in compliance or regulatory affairs, preferably in Alternative Investment Funds Strong understanding of relevant laws and regulations affecting Alternative Investment Funds. Excellent analytical skills and attention to detail. Strong communication skills, both written and verbal. Ability to work independently and as part of a team.
Key Responsibilities :
1) Regulatory Compliance :
- Provide regulatory compliance policy advice and guidance to Funds and Markets team.
- Management on issues related to global regulatory compliance, marketing and selling investment products and offerings.
- Identify and prfioritize regulatory and compliance risks associated with Investment products and conduct periodic compliance risk assessments.
2) Anti-Money Laundering (AML) & Know Your Customer (KYC) :
3) Risk Management & Internal Controls :
4) Global Regulatory Reporting :
5) Policy Development :
6) Monitoring :
7) Training and Education :
8) Investigations and Remediation :
9) Regulatory and Client Interaction :
Qualifications :
Create a job alert for this search
Compliance Officer • narela, India
Related jobs
Relationship Manager
PurpleFinch • narela, delhi, in
PurpleFinch is a renowned financial services firm dedicated to helping individuals and businesses achieve their financial aspirations.
We specialize in providing tailored financial solutions, includ...Show more
Last updated: 9 hours ago • Promoted • New!
People Experience & Organizational Catalyst
Gnothi Seauton • narela, delhi, in
Gnothi Seauton is a multi-disciplinary, independently-owned integrated communications lab.We are a young and growing agency, headquartered in Delhi, with team members working across Delhi, Mumbai, ...Show more
Last updated: 9 hours ago • Promoted • New!
Integration Analyst - ITX
Quadrant IT Services • narela, delhi, in
Position : Integration Analyst - ITX.Hybrid : 1 week in office every month.EDI mapping, integration, and business process understanding within logistics and supply chain domains.The ideal candidate w...Show more
Last updated: 20 days ago • Promoted
Freelance Recruiter
SnapFind - Hire in one snap • narela, delhi, in
Calling All to become Freelancers ! Earn Big with SnapFind!.India’s most trusted recruitment platform with 15,000+ active freelance recruiters, earning massive hiring commissions! Now, you can star...Show more
Last updated: 30+ days ago • Promoted
Human Resources Generalist
TRANSCON - TISPL • narela, delhi, in
We are looking for an enthusiastic and organised HR Generalist to manage day-to-day HR operations, policies, and employee relations.
The ideal candidate will play a vital role in supporting recruitm...Show more
Last updated: 9 hours ago • Promoted • New!
Chef De Partie
Celebrity Cruises • narela, delhi, in
Directs, coaches, supports, supervises, and evaluates (with the Sous Chef) all direct reports.Must have excellent food knowledge and a full understanding of culinary terms.Must be able to read, und...Show more
Last updated: 30+ days ago • Promoted
Environment, Health And Safety Manager
Sodexo • Sonīpat, Republic Of India, IN
We are hiring for the position of Manager – HSE to oversee Hygiene and Food Safety processes within our organization.This role demands a strong understanding of site complexities while adhering to ...Show more
Last updated: 15 days ago • Promoted
Lead Backend Developer+Instructor
Newton School of Technology • Sonipat, Haryana, India
SDE 2 / 3 + Instructor – Backend Engineering and System design.About Newton School of Technology (NST) : .Newton School of Technology (NST), founded by IIT alumni, offers a hands-on B.Tech in Computer ...Show more
Last updated: 21 days ago • Promoted
Senior Reels Creator
Better Marketing • narela, delhi, in
Better Marketing helps US-based service businesses grow by generating leads and building authority online.Our primary content channels are email newsletters, short-form videos, and SEO-friendly blo...Show more
Last updated: 9 hours ago • Promoted • New!
Backend / Fullstack Engineer (PHP • Drupal • Python)
Pulp Strategy • narela, delhi, in
Pulp Strategy develops robust platforms, CMS ecosystems, and automated backend systems powering enterprise-level performance.
With a focus on productized workflows and digital acceleration, we are s...Show more
Last updated: 9 hours ago • Promoted • New!
Director Internal Control
Private Company • Narela, Delhi, India
Please apply only if you are ready to relocate.About the Company A leading Manufacturer & Retailer in the GCC—renowned for innovation, premium quality, and a strong regional retail footprint—is see...Show more
Last updated: 7 days ago • Promoted
AML Compliance Principal
CoinW • Narela, Delhi, India
The Principal Officer (PO) shall be an officer at the management level.B) To avoid conflict of interest, PO should be exclusively for responsibilities as cast under chapter IV of the PML Act and no...Show more
Last updated: 1 day ago • Promoted
Prospective Student Relations Specialist
Newton School of Technology • Sonīpat, Republic Of India, IN
Newton School of Technology (NST) is a new-age institution redefining technical education in India.Founded by IIT alumni, NST offers a 4-year B.
Tech in Computer Science and AI, focused on hands-on ...Show more
Last updated: 2 hours ago • Promoted • New!
Student Enrollment Advisor
Newton School of Technology • Sonīpat, Republic Of India, IN
Newton School of Technology (NST) is a new-age institution redefining technical education in India.Founded by IIT alumni, NST offers a 4-year B.
Tech in Computer Science and AI, focused on hands-on ...Show more
Last updated: 2 hours ago • Promoted • New!
Environment, Health and Safety Manager
Sodexo • Sonipat, Haryana, India
We are hiring for the position of Manager – HSE to oversee Hygiene and Food Safety processes within our organization.This role demands a strong understanding of site complexities while adhering to ...Show more
Last updated: 15 days ago • Promoted
Partnership Associate
Yulu • Narela, Delhi, India
About Yulu Yulu is India’s largest shared electric mobility-as-a-service company.Yulu’s mission is to reduce traffic congestion and air pollution by running smart, shared, and small-sized electr...Show more
Last updated: 30+ days ago • Promoted
Campus Ambassador
rationalGO AI • narela, delhi, in
Job Description – Campus Ambassador (rationalGO).Any college / university across India.Part-time (Flexible alongside academics).
GO is an AI-driven platform focused on simplifying decision-making and ...Show more
Last updated: 9 hours ago • Promoted • New!
Senior Compliance Lead
CoinW • Narela, Delhi, India
The Principal Officer (PO) shall be an officer at the management level.B) To avoid conflict of interest, PO should be exclusively for responsibilities as cast under chapter IV of the PML Act and no...Show more
Last updated: 1 day ago • Promoted