Liminal Custody Solutions - Head - Global Compliance

Regulatory Compliance : .

• Monitor and interpret financial regulations applicable in all the jurisdictions where Customer Facing entities of Liminal's group company exist and adherence to all the relevant regulatory reporting requirements.
• Conduct regular assessments to identify areas of non compliance and develop corrective action plans.
• Develop, implement and manage Liminal's AML program in accordance with respective jurisdictional Guidelines.
• Conduct regular risk assessments and update AML policies to address emerging risks.

Policy Development.

• Collaborate with relevant departments to develop and update policies and procedures in accordance with applicable guidelines.
• Understand risk based approach to compliance plan in an ever evolving business environment.
• Ensure that employees are aware of and trained on compliance and AML policies.

Reporting And Documentation.

• Prepare and submit regular reports to the respective regulators, highlighting Liminal's compliance status.
• Maintain comprehensive documentation of compliance and AML activities and reports for both internal and external audits.
• Establish procedures for the identification and reporting of suspicious activities.

ref : iimjobs.com)