Manager Surveillance-Paytm Money (Broking Background Only)

Paytm Money Limited is a SEBI registered Stock Broker and Depository Participant that offers services related to Equity & Derivatives trading, Depository services, and investment in IPOs. It is focused on a simplified user experience and allows users to start their investment journey with zero paperwork, seamless digital KYC, automated payments, updated portfolio, and powerful insights to make well-informed investment decisions. Paytm Money is also registered with PFRDA as Point Of Presence, offering investment in the National Pension System (NPS). It is a fully owned subsidiary of One 97 Communications Limited, a listed entity in NSE and BSE. Paytm is Indias largest digital payment app, making it secure and seamless to pay using UPI, make bill payments, recharge mobiles, DTH, data cards & Metro Card, etc., anywhere in India.

Functional Responsibilities

• Will be responsible for maintenance of AML program documentation, set up parameters for screening of financial transactions to prevent money laundering and assist in all matters concerning AML including policies, procedures, and reporting recordkeeping.
• Assessing, analyzing, documenting and subsequent closing of various screening alerts or file suspicious transaction reports with FIU and / or other regulatory bodies. Good understanding of adverse / negative media, Politically Exposed Persons or other similar designations.
• Conduct and perform quality control relative to a variety of investigation types, including suspicious activity and enhanced due diligence.
• Handling surveillance reporting of broking and depository functions.
• Assist with anti-money laundering compliance training for employees across the organization.
• Handling Exchange / Depository queries with regard to market surveillance and investigation.
• Prepare MIS of alert monitoring mechanism.

Additional Responsibilities

EXPERTISE AND QUALIFICATIONS Preferred Skills

Preferred Qualification :

Should be a CS / MBA Finance / PGDBM / Master Degree Holder in Finance with a minimum of 6-8 years of experience.

Locations : Mumbai, Maharashtra