Talent.com
This job offer is not available in your country.
Legal Manager – Broking-Paytm Money

Legal Manager – Broking-Paytm Money

Paytm MoneyIndia
1 day ago
Job description

Key Responsibilities : - Regulatory Compliance & Surveillance Develop and maintain KYC / AML policies per SEBI & FIU India guidelines. Manage KYC procedures, including re-KYC, Customer Risk Classification, and documentation. Oversee AML transaction monitoring, reporting, and Suspicious Transaction Reports (STRs) filing. Handle surveillance reporting for broking and depository functions, including exchange queries.

Policy, Process & MIS Management Set up screening parameters and update AML software modules. Manage periodic MIS on alerts and ensure process documentation. Disseminate regulatory circulars, assess impacts, and update stakeholders.

Investigations & Training Conduct quality controls, suspicious activity investigations, and enhanced due diligence. Assist in training staff on KYC and AML policies. Stakeholder Engagement Coordinate with exchanges, depositories, FIU India, and internal teams such as Compliance, Product, Finance, and Operations. Requirements Experience : 6–12 years in KYC / AML compliance, surveillance, or legal roles within a SEBI-registered broker, depository participant, bank, or financial services firm.

Educational Qualification : Graduate in Law, Chartered Secretary, MBA (Finance), or equivalent postgraduate qualifications. Technical Skills & Competencies : Deep understanding of SEBI KYC / AML norms, broking laws, depository regulations, and exchange operations. Strong analytical ability for transaction data and surveillance investigations. Proficient in MS Office and AML / KYC software tools. Excellent written and verbal communication, interpersonal skills, and stakeholder management. Ability to multitask under tight deadlines in a fast-paced environment. Why Join Paytm Money? Be part of a rapidly growing SEBI-registered broking platform. Influence best-in-class KYC, AML, and surveillance practices. Exposure to regulators and exchange-level reporting responsibilities. Collaborate with diverse teams in a dynamic fintech ecosystem.

Create a job alert for this search

Manager Legal • India

Related jobs
Training Manager - New Business Broking

Training Manager - New Business Broking

Ontrack HR ServicesChennai, Mumbai, India
The Insurance Broking Trainer is responsible for designing, delivering, and managing training programs aimed at enhancing. The role involves coordinating with internal and external stakeholder.Chann...Show moreLast updated: 17 days ago
  • New!
Legal Manager

Legal Manager

FINIX CONSULTINGBhubaneswar, OR, in
Quick Apply
We are looking for an experienced and detail-oriented.The ideal candidate will be responsible for ensuring that our business operations comply with statutory and regulatory requirements, managing l...Show moreLast updated: 4 hours ago
Manager Surveillance-Paytm Money (Broking Background Only)

Manager Surveillance-Paytm Money (Broking Background Only)

PaytmINDIA
SEBI registered Stock Broker and Depository Participant that offers services related to Equity & Derivatives trading, Depository services, and investment in IPOs. It is focused on a simplified user ...Show moreLast updated: 30+ days ago
Senior Wealth Manager

Senior Wealth Manager

Antal InternationalIndia
Locations - Hyderabad, Bengaluru, Chennai, Coimbatore, Delhi, Mumbai.A leading mid‐market investment bank with strong practices around M&A, PE, Capital Markets, Institutional Equities, Wealth Manag...Show moreLast updated: 30+ days ago
Bigul - Dealing Manager - Equity Market - Broking

Bigul - Dealing Manager - Equity Market - Broking

Bigul.coIndore, India
This is a full-time, on-site role for a Dealing Team leader (Equity Market) located in Indore.This role is responsible for overseeing the trading operations, managing a team of dealers, and ensurin...Show moreLast updated: 20 days ago
Deputy Manager - Insurance Broking

Deputy Manager - Insurance Broking

Marsh McLennanIndia
We are seeking a talented individual to join our Insurance Broking team at Marsh.This role will be based in Mumbai / Pune. This is a hybrid role that has a requirement of working at least three days...Show moreLast updated: 10 days ago
Motilal Oswal - Senior Manager / AVP - Broking Business

Motilal Oswal - Senior Manager / AVP - Broking Business

Motilal Oswal Financial Service LtdMumbai, India
Accounts Management : - Responsible for preparation of financial statements in accordance with accounting standards and regulatory requirements. Manage accounting activities suc...Show moreLast updated: 29 days ago
Relationship Manager Corporate Business - Broking

Relationship Manager Corporate Business - Broking

AllianzBangalore, IN
Excellent relationship and project management exposure.Min 5 years of experience in Insurance Industry or B2B Industry with exposure to sourcing and new tie up.Show moreLast updated: 11 days ago
Legal Manager

Legal Manager

Oyster Renewable Energy Pvt LtdIndia
We're Hiring | Legal – Corporate Affairs Location : .Corporate Legal, EPC, Manufacturing, or related sectors.Are you a legal professional with a strong grasp of corporate and contract law? We’re look...Show moreLast updated: 25 days ago
Partner Acquisition Manager - Broking Firm

Partner Acquisition Manager - Broking Firm

DSP Eminence Consulting ServicesThane, India
Job Responsibilities : - Identify and engage potential sub-brokers, APs, and franchisees through various acquisition channels &...Show moreLast updated: 8 days ago
Relationship Manager Retail Broking

Relationship Manager Retail Broking

Liberty General InsuranceINDIA
Engage with Current broker and maintain relationship with existing broker.Drive business with Motor / Health Insurance Product. Work toward building new Relationship.This position may have in-office...Show moreLast updated: 30+ days ago
  • Promoted
Manager - Legal

Manager - Legal

Birla PivotBengaluru, Karnataka, India
To manage legal affairs for the Birla Pivot Division of Grasim Industries Limited while supporting business functions and legal automation and other initiatives. Litigation and Dispute Management : .M...Show moreLast updated: 17 days ago
Legal Manager

Legal Manager

NeobuildVentures #Mana Projects pvt ltdBengaluru, Karnataka, India
Neobuild Ventures is a revolutionary collaboration between two of Bengaluru's most respected real estate leaders – Mana Projects and Skanda. This union brings together unparalleled expertise in sust...Show moreLast updated: 13 days ago
Android Developer

Android Developer

PayTM (One97 Communications)Bengaluru, India
India's largest leading payment gateway.The leader of QR based mobile payments in India.Proven hands-on Scalable Android App development experience. Experience in Kotlin and Java programming languag...Show moreLast updated: 30+ days ago
National Head - Broking

National Head - Broking

Digit Life InsuranceBangalore Urban, Karnataka, India
Digit Life Insurance is on the lookout for an experienced and dynamic professional to join our team as a Head – Broking, based in Bangalore. If you have a solid background in Life Insurance broking,...Show moreLast updated: 1 day ago
Finance Controller - Broking / Fintech

Finance Controller - Broking / Fintech

Elevation CapitalBengaluru, KA, IN
Quick Apply
This role is with one of our portfolio companies.We are looking for people only from tech / startup broking / Fintech companies. Own and manage the company’s financials, MIS, and investor reporting.Buil...Show moreLast updated: 14 days ago
Legal Manager

Legal Manager

DharmalifeNew Delhi, Delhi, India
Dharmalife is seeking a skilled .This role involves contract management, litigation coordination, regulatory compliance, and legal advisory across our business functions. Minimum 4+ years in corpora...Show moreLast updated: 1 day ago
  • Promoted
Legal Manager

Legal Manager

Avighna IndiaMumbai, Maharashtra, India
As the Manager - Legal for the Real Estate Group, the incumbent plays a pivotal role overseeing and managing all legal matters pertaining to the organization. Responsibilities include providing astu...Show moreLast updated: 21 days ago