Analyst-Designated Brokerage- Client Segments (Wealth Management)

Analyst-Designated Brokerage- Client Segments (Wealth Management)

Job Number : 3257009

Posting Date

Sep 9, 2024

Primary Location

Non-Japan Asia-India-Maharashtra-Mumbai

Wealth ManagementEmployment Type : Full TimeJob Level : Analyst

Description

Company Profile

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries.

As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.

Department Profile

Designated Brokerage (DB) provides services that allow companies to track their personnel's trading activities in order to meet in-house code of conduct surveillance practices and / or the following regulatory obligations. Standard services include daily electronic compliance reporting feeds (Activity file, Position files, and Employee list). Data transmission to third-party Data Aggregators upon request and monthly PDF statements.

Position Summary

The Designated Brokerage Analyst (DBA) maintains client relationships by providing excellent customer service and operational ongoing support for the Designated Brokerage feed service.The service helps clients achieve their compliance monitoring goals through automated reporting and tools.

Responsibilities

• Manages client communications regarding service, problem resolution, processing issues, and education on the service and reporting file content
• Acts as a point of contact and key liaison to develop strong relationships with the corporate client
• Promotes the MSAW brand and the DB service offering to clients to strengthen account retention
• Partners with DB Management on various engagements such as new client introductory presentations, as well as existing client outreach initiatives
• Provides quality service to both internal and external customers
• Responds to and initiates inquiries to other groups within the organization to resolve and / or assist with client related situations and services
• Provides back-up support to other group members in the performance of job duties as required
• Recommends operational and product solutions to increase the accuracy, efficiency and responsiveness of the DB service offering
• Performs ad-hoc reports and duties as assigned by management
• Adheres to all corporate policies, guidelines and statutory requirements and recommends to DB Management adoption and / or changes to policies and guidelines to reflect changes within the industry

Qualifications

Qualifications

Knowledge and Skills

Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximise their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing and advancing individuals based on their skills and talents.”