IN_ Senior Associate _ Compliance Risk Services _Compliance_Advisory _Mumbai

Description

Summary : 1.Assist in conducting Compliance Quality Assessment Review and support Manager in identifying areas for improvement and implementing corrective actions. 2.Assist in drafting and reviewing regulatory policies and ensure policies are up-to-date and reflect current regulatory requirements. 3.Support the Manager in leading compliance gap assessment projects and assist in developing action plans to address identified gaps. 4.Conducting Compliance Risk Assessment and Testing. 5.Ensure timely dissemination of regulatory circulars to clients and provide actionable insights and guidance based on the circulars. 6.Preparation and updating of compliance registers. 7.Overseeing regulatory reporting processes. Ensure compliance with reporting requirements and timely submission of reports. 8.Development of compliance manuals and frameworks for clients. 9.Support the implementation of compliance automation tools and technologies. 10.Assist in the implementation process for new regulatory circulars and ensure clients' compliance with new requirements and provide necessary support. 11. Assist in other compliance-related projects such as due diligence, process improvement etc

Responsibilities :

Worked with a NBFCs / Banks / SFBs in the Compliance / Secretarial department for 4-6 years, familiar with RBI Regulations / SEBI regulations for AIF / AMC / Listed Entities & Companies Act. Similar experience in Consulting Firm

Mandatory skill sets :

Compliance Risk Assessment and Testing Compliance Quality Assessment Review

Preferred skill sets :

Compliance Risk Assessment and Testing Compliance Quality Assessment Review

Years of experience required :

Education qualification :

CS / CA / MBA

Education

Degrees / Field of Study required : Master of Engineering, Master of Business Administration, Chartered Accountant Diploma, Bachelor of Technology, Bachelor of EngineeringDegrees / Field of Study preferred :

Certifications

Required Skills

Compliance Reviews, Controls Testing, Health Insurance Portability & Accountability Act (HIPAA), Internal IT Audit, ITGC

Optional Skills

Accepting Feedback, Accepting Feedback, Accounting and Financial Reporting Standards, Active Listening, Analytical Thinking, Artificial Intelligence (AI) Platform, Auditing, Auditing Methodologies, Business Process Improvement, Communication, Compliance Auditing, Corporate Governance, Creativity, Data Analysis and Interpretation, Data Ingestion, Data Modeling, Data Quality, Data Security, Data Transformation, Data Visualization, Embracing Change, Emotional Regulation, Empathy, Financial Accounting, Financial Audit {+ 24 more}

Desired Languages

Travel Requirements

Not Specified

Available for Work Visa Sponsorship?

Government Clearance Required?

Job Posting End Date