Compliance Manager- Mumbai

Sr. No

Descriptions

Details

Functional Designation

DEPUTY MANAGER / MANAGER / SR. MANAGER COMPLIANCE

Business Unit

COMPLIANCE

Sub-business Unit

COMPLIANCE MONITORING

Department

COMPLIANCE

No. of Vacancies

Locations

Mumbai

Grade

DM 1 to Sr. Manager

Reporting to

Vice President Compliance

Job Summary

1.     Conducting Compliance testing for various department like credit / assets / liabilities / digital etc.

2.     assistance in advisory in relation to various department of the bank.

3.     Compilation and submission of reports / data to various committees of the board.

4.     Compilation and submission of Regulatory reports to various regulatory authority.

5.     Making of compliance review plan

6.     Review of RBS Tranche points / review of other matters as assigned to compliance team by the committees of the board

7.     Any other matter assigned in Compliance department.

Qualification

Essential

Desired

Master / Professional degree

MBA / CA / CS

Experience

Essential

Desired

1-5 years banking audit / compliance testing experience

Experience in Banking Background