Vice President

JOB DETAILS

Position : Vice President / Senior Vice President Chief Regulatory Officer ( CRO)

Location : Mumbai, India

Salary : Industry Standards

Qualification : Any graduation

Experience : 18+ Years of Experience

Detailed Job description :

• To ensure Compliance with Byelaws, Rules and various applicable Regulations.
• To oversee Exchange systems in order to ensure compliance with SEBI SECC Regulations, all Applicable laws and regulations
• To interface regularly with internal and external stakeholders and manage relationships with other Exchanges, SEBI and other regulatory bodies
• To oversee the critical regulatory functions like Compliance, Surveillance, Investigation,
• Listings, Investor Grievances, Arbitrations, Investor Protection Fund, Member Regulations and Inspections
• To spearhead all SEBI Inspection / Regulatory Audits
• To Work closely with internal business leaders and Legal to evaluate and interpret the regulatory impact of ongoing and proposal rule and regulations
• To Represent the Exchange at external meetings and conferences on regulatory matters.
• To Set Regulatory policies, procedures, SOPs for the Exchange
• To formulate and implement the Regulatory Budgets
• To ensure market surveillance activities are properly executed by the Surveillance team.
• To Review and approve disciplinary proceedings against members Candidate Profile :

Candidate should be a Chartered Accountant / Company Secretary / LLB / MBA / Post Graduate in Finance / Economics with minimum 20 Years of experience in Capital Markets