Compliance Officer

Role : Compliance Officer

Candidate shall be responsible for :

• Any other tasks / responsibilities as may be assigned from time to time.
• Ability to liaise and interact with regulators.
• Ability to manage Audits.
• Ensuring 100% compliance across all existing and new products that the company manages.
• Ensuring end-to-end compliance with the provisions of all regulatory requirements i.e SEBI, IFSCA, Companies Act, FEMA etc.
• Should be aware of the latest regulatory requirements on all products.
• Support and guide in the implementation of new products as required by the company.
• Developing training material and doing training session.
• Supporting new technology initiatives and participation in new projects.
• Ensure all regulatory changes / updates as given by the regulators are managed and installed in the system.
• Drafting and vetting of legal agreements / contracts / MOU / notices to support the business and products team.
• Work on any other compliance matters as assigned from time to time.
• Ability to communicate well at all levels and directly engage with the Board of Directors and Managing Director on all compliance related aspects
• Should have good drafting and communication skills.se

Role Requirement :

Graduation + CA / MBA

CS preferred but not mandatory.

Minimum 3 + years of relevant experience

Experience in PMS compliance / AIF Compliance / Gift AIF and Distribution compliance will be preferred