Risk Management

Company Name - Anand Rathi Global Intermediaries Limited (Stock Broker)

Company Overview

We are a SEBI-registered Trading Member and Self-Clearing Member with a focus on institutional broking, proprietary trading, and promoter group trading activities.

Role Overview

The Risk Manager leads the development, implementation, and oversight of risk management policies and daily surveillance in a prop and institutional desk environment. This individual will be responsible for real-time risk controls, regulatory margin management, exposure monitoring, and limit enforcement across all firm and group trading activities.

Key Responsibilities

Develop and implement comprehensive risk management frameworks and processes for prop, institutional, and promoter trades

Monitor exposures, P&L, and real-time risk across trading desks; implement controls to ensure compliance with SEBI, Exchange, and internal policies

Oversee margin management, position limits, scrip profiling, and fund allocation in alignment with regulatory and internal risk norms

Perform stress testing, scenario analysis, and risk analytics for large and complex positions / trades

Supervise surveillance of all client and group trades to detect anomalies, trigger alerts, and enforce action as per policy

Collaborate with front office, compliance, and technology teams to ensure system readiness for risk capture and reporting

Conduct regular reviews of risk management systems, participate in audits, and enhance processes in line with best practices

Ensure timely regulatory and internal risk reporting; present key risk exposures and action plans to management

Train desk and ops teams in risk awareness, policy updates, and compliance practices

Candidate Requirements

Graduate / Postgraduate with 5–10 years’ experience in risk management for institutional / prop broking.

Advanced understanding of capital market risk controls, margin management, position / limit monitoring, and risk reporting

Familiar with exchange systems (e.g., NMASS, OFS Portals), scrip / client profiling, and risk system tools

Analytical with hands-on skills in scenario analysis, stress testing, and exposure surveillance

Strong regulatory knowledge : SEBI, NSE / BSE, clearing and settlement framework, internal controls

Excellent communication, technology acumen, and cross-team coordination

FRM / CFA / NISM series or equivalent risk certifications