Talent.com
BA4 -Regulatory Reporting Manager
BA4 -Regulatory Reporting ManagerConfidential • India, Chennai
No longer accepting applications
BA4 -Regulatory Reporting Manager

BA4 -Regulatory Reporting Manager

Confidential • India, Chennai
1 day ago
Job description

Step into the role of Regulatory Reporting Manager where you will support business areas with day-to-day processing, reviewing, reporting, and issue resolution across the various control pillars for non-financial regulatory reporting - Fixed Income and ETD products

You may be assessed on key critical skills relevant for success in role such as :

  • Knowledge and understanding of FINRA regulations such as TRACE 6700 rules
  • Knowledge and understanding of Exchange Traded Derivatives (ETD) reporting across various regulatory regimes like EMIR, FCA, CFTC Part 17, etc.,
  • Support various business areas with day-to-day initiatives including processing, reviewing, reporting, trading, and issue resolution.
  • Collaboration with teams across the bank to align and integrate operational processes.
  • Identification of areas for improvement and providing recommendations in operational processes.
  • Development and implementation of operational procedures and controls to mitigate risks and maintain operational efficiency.
  • Development of reports and presentations on operational performance and communicate findings to internal senior stakeholders.
  • Identification of industry trends and developments to implement best practice in banking operations.
  • Participation in projects and initiatives to improve operational efficiency and effectiveness.

Desirable Skills Sets

  • Knowledge of Fixed Income products and the lifecycle is an added advantage
  • Knowledge of ETD products and the lifecycle is an added advantage
  • Knowledge of other non-financial reporting rules is desired
  • To perform prescribed activities in a timely manner and to a high standard consistently driving continuous improvement.
  • Requires in-depth technical knowledge and experience in their assigned area of expertise
  • Thorough understanding of the underlying principles and concepts within the area of expertise
  • Ability to manage tight deadlines with accuracy.
  • Strong communication and coordination skills
  • Eagerness to learn complex regulatory framework and develop SME capabilities
  • Partner with other functions and business areas.
  • Takes responsibility for end results of a team's operational processing and activities.
  • Escalate breaches of policies / procedure appropriately.
  • Take responsibility for embedding new policies / procedures adopted due to risk mitigation.
  • Advise and influence decision making within own area of expertise.
  • Take ownership for managing risk and strengthening controls in relation to the work you own or contribute to. Deliver your work and areas of responsibility in line with relevant rules, regulation, and code of conduct.
  • Maintain and continually build an understanding of how own sub-function integrates with function, alongside knowledge of the organization's products, services, and processes within the function.
  • You may be assessed on key essential skills relevant to succeed in role, such as risk and control, change and transformation, business acumen, strategic thinking and digital technology, as well as job-specific technical skills.

    This role is based out of Chennai

    Purpose of the role

    To support business areas with day-to-day processing, reviewing, reporting, trading and issue resolution.

    Accountabilities

  • Support various business areas with day-to-day initiatives including processing, reviewing, reporting, trading, and issue resolution.
  • Collaboration with teams across the bank to align and integrate operational processes.
  • Identification of areas for improvement and providing recommendations in operational processes.
  • Development and implementation of operational procedures and controls to mitigate risks and maintain operational efficiency.
  • Development of reports and presentations on operational performance and communicate findings to internal senior stakeholders.
  • Identification of industry trends and developments to implement best practice in banking operations.
  • Participation in projects and initiatives to improve operational efficiency and effectiveness.
  • Analyst Expectations

  • To perform prescribed activities in a timely manner and to a high standard consistently driving continuous improvement.
  • Requires in-depth technical knowledge and experience in their assigned area of expertise
  • Thorough understanding of the underlying principles and concepts within the area of expertise
  • They lead and supervise a team, guiding and supporting professional development, allocating work requirements and coordinating team resources.
  • If the position has leadership responsibilities, People Leaders are expected to demonstrate a clear set of leadership behaviours to create an environment for colleagues to thrive and deliver to a consistently excellent standard. The four LEAD behaviours are : L – Listen and be authentic, E – Energise and inspire, A – Align across the enterprise, D – Develop others.
  • OR for an individual contributor, they develop technical expertise in work area, acting as an advisor where appropriate.
  • Will have an impact on the work of related teams within the area.
  • Partner with other functions and business areas.
  • Takes responsibility for end results of a team's operational processing and activities.
  • Escalate breaches of policies / procedure appropriately.
  • Take responsibility for embedding new policies / procedures adopted due to risk mitigation.
  • Advise and influence decision making within own area of expertise.
  • Take ownership for managing risk and strengthening controls in relation to the work you own or contribute to. Deliver your work and areas of responsibility in line with relevant rules, regulation and codes of conduct.
  • Maintain and continually build an understanding of how own sub-function integrates with function, alongside knowledge of the organisations products, services and processes within the function.
  • Demonstrate understanding of how areas coordinate and contribute to the achievement of the objectives of the organisation sub-function.
  • Make evaluative judgements based on the analysis of factual information, paying attention to detail.
  • Resolve problems by identifying and selecting solutions through the application of acquired technical experience and will be guided by precedents.
  • Guide and persuade team members and communicate complex / sensitive information.
  • Act as contact point for stakeholders outside of the immediate function, while building a network of contacts outside team and external to the organisation.
  • All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence and Stewardship – our moral compass, helping us do what we believe is right. They will also be expected to demonstrate the Barclays Mindset – to Empower, Challenge and Drive – the operating manual for how we behave.

    Skills Required

    Knowledge of other non-financial reporting rules, Knowledge of Fixed Income products and the lifecycle, Knowledge and understanding of FINRA regulations such as TRACE 6700 rules, Knowledge of ETD products and the lifecycle

    Create a job alert for this search

    Manager Regulatory Reporting • India, Chennai

    Related jobs
    Phoenix RCFCR Manager

    Phoenix RCFCR Manager

    Standard Chartered Bank • Chennai, Tamil Nadu, India
    This job is with Standard Chartered Bank, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly....Show more
    Last updated: 22 days ago • Promoted
    Contract Lifecycle Manager

    Contract Lifecycle Manager

    ORO Labs • Chennai, IN
    ORO Labs is an agentic procurement orchestration company on a mission to humanize the procurement experience.Founded in 2020 by former SAP Ariba product leaders, ORO delivers effortless user experi...Show more
    Last updated: 7 days ago • Promoted
    Manager - Country Regulatory Reporting

    Manager - Country Regulatory Reporting

    Standard Chartered Bank • Chennai, Tamil Nadu, India
    This job is with Standard Chartered Bank, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly....Show more
    Last updated: 23 days ago • Promoted
    Manager - Capital Reporting

    Manager - Capital Reporting

    Standard Chartered Bank • Chennai, Tamil Nadu, India
    This job is with Standard Chartered Bank, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly....Show more
    Last updated: 23 days ago • Promoted
    Record to Report

    Record to Report

    Accenture • Chennai, Tamil Nadu, India
    This job is with Accenture, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly.Skill required...Show more
    Last updated: 30+ days ago • Promoted
    Associate Manager -Financial Control

    Associate Manager -Financial Control

    Standard Chartered Bank • Chennai, Tamil Nadu, India
    This job is with Standard Chartered Bank, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly....Show more
    Last updated: 29 days ago • Promoted
    Manager, Liquidity

    Manager, Liquidity

    Standard Chartered Bank • Chennai, Tamil Nadu, India
    This job is with Standard Chartered Bank, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly....Show more
    Last updated: 26 days ago • Promoted
    Associate Manager-BSM-CRR

    Associate Manager-BSM-CRR

    Standard Chartered Bank • Chennai, Tamil Nadu, India
    This job is with Standard Chartered Bank, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly....Show more
    Last updated: 23 days ago • Promoted
    AVP. Credit and Country Risk Reporting

    AVP. Credit and Country Risk Reporting

    Standard Chartered Bank • Chennai, Tamil Nadu, India
    This job is with Standard Chartered Bank, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly....Show more
    Last updated: 30+ days ago • Promoted
    FATCA / CRS Reporting Specialist

    FATCA / CRS Reporting Specialist

    Optax • Chennai, IN
    Optax Limited is a small but growing advisory business that uses our bespoke software and technical expertise to simplify FATCA & CRS reporting and ensure compliance accuracy.Focusing on private fu...Show more
    Last updated: 30+ days ago • Promoted
    Chakr Innovation - Corporate Affairs Manager

    Chakr Innovation - Corporate Affairs Manager

    Chakr Innovation Private Limited • Chennai, India
    About the role : We are seeking a dynamic and strategic Corporate Affairs Manager to oversee and manage the companys interactions with internal and...Show more
    Last updated: 30+ days ago • Promoted
    BA4 -Regulatory Reporting Manager

    BA4 -Regulatory Reporting Manager

    Confidential • Chennai, India
    Step into the role of Regulatory Reporting Manager where you will support business areas with day-to-day processing, reviewing, reporting, and issue resolution across the various control pillars fo...Show more
    Last updated: 4 hours ago • Promoted • New!
    Senior Actuary

    Senior Actuary

    Cholamandalam MS General Insurance Co. Ltd. • Chennai, Tamil Nadu, India
    Pricing, reserving, reinsurance, capital modeling, solvency, and regulatory reporting.Proficiency in tools like Excel (advanced), Emblem, Radar. Knowledge (intermediate to expert) in coding language...Show more
    Last updated: 2 days ago • Promoted
    Sr Associate, Process Control, BSM Liq Rptg

    Sr Associate, Process Control, BSM Liq Rptg

    Standard Chartered Bank • Chennai, Tamil Nadu, India
    This job is with Standard Chartered Bank, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly....Show more
    Last updated: 20 days ago • Promoted
    HRIS Global Reporting Manager

    HRIS Global Reporting Manager

    Coats • Chennai, IN
    Coats is a world leader in thread manufacturing and structural components for apparel and footwear, as well as an innovative pioneer in performance materials. These critical solutions are used to cr...Show more
    Last updated: 7 days ago • Promoted
    Contract and Governance Manager

    Contract and Governance Manager

    TELUS Digital • Chennai, IN
    TELUS Digital focuses on the value of human connection to design, build and deliver high-tech, high-touch customer experiences powered by next-gen digital solutions. With over 70,000 team members an...Show more
    Last updated: 17 days ago • Promoted
    SAP Group Reporting Consultant

    SAP Group Reporting Consultant

    LTIMindtree • Chennai, Tamil Nadu, India
    Skill - SAP BPC & Group Reporting.Notice Period - Immediate to 30 days.Lead and manage SAP Group Reporting implementations and enhancements within the finance consolidation domain Collaborate with ...Show more
    Last updated: 19 days ago • Promoted
    Regulatory Affairs Associate

    Regulatory Affairs Associate

    Aurolab • Chennai, Tamil Nadu, India
    Job Summary : A Regulatory Affairs Associate in the medical device industry supports the development, registration, and compliance of medical devices throughout their lifecycle.This entry-to-mid- l...Show more
    Last updated: less than 1 hour ago • Promoted • New!