Client Operations Associate

Job Title : Associate – Client Operations & Compliance

Location : Ghatkopar, Mumbai, Maharashtra (In-Person)

Company : ABN Capital

About ABN Capital

ABN Capital is a proprietary investment and PMS firm (SEBI Registered) committed to delivering superior risk-adjusted returns in Indian public equities. We combine deep research with disciplined risk management to achieve our investment goals.

Role : Associate – Investments, Operations & Compliance

We are looking for a high-caliber Associate to join our dynamic team in Ghatkopar, Mumbai. This is a full-time, in-person role working from our Mumbai office. The ideal candidate will play a pivotal role across client interface, operations, and compliance, supporting core business functions.

Key Responsibilities

A. Client Supporting

Serve as the primary point of contact for assigned clients, addressing their queries and providing timely support.

Communicate portfolio performance updates, market insights, and investment strategy changes clearly and professionally.

Coordinate and schedule client meetings, calls, and periodic reviews to ensure regular engagement.

Assist in preparing client reports, presentations, and investment proposals tailored to client needs.

Support the onboarding process of new clients, including documentation and compliance checks.

B. Operations

Manage trade execution, settlements, and reconciliations.

Maintain accurate transaction records and portfolio data.

Liaise with brokers, custodians, and service providers.

Prepare client & regulatory MIS, assist in audit and reporting processes.

C. Compliance

Ensure regulatory adherence (SEBI PMS, Insider Trading, AML / KYC, etc.).

Help maintain compliance processes / documentation, monitor for breaches.

Stay updated with evolving regulations impacting PMS and proprietary investment entities.

Qualifications & Skills

Bachelor’s or master’s degree in finance, commerce, business, accounting, or related field (such as B.Com, BMS, BBA, MBA (Finance), CFA, CA, etc.).

1–3 years experience in investment management, finance, or a similar field (Prior PMS / AIF / investment firm exposure or any finance related client-facing role preferred)

Strong analytical skills; proficient in Excel and PowerPoint; experience with financial modeling.

Knowledge of securities markets, investment products, and regulatory environment (esp. SEBI and capital markets).

Attention to detail, process orientation, and willingness to multi-task.

Strong communication and interpersonal skills.

What We Offer

Opportunity to work closely with investment leadership across multiple domains.

Exposure to entire deal lifecycle and multiple asset classes.

Fast-paced, flat-structured, high-ownership environment.

Competitive compensation with strong performance-driven incentives.

Interested candidates can apply by sending their resume and a short cover note highlighting their interest to aniket@abncapital.in

ABN Capital is an equal opportunity employer committed to fostering an inclusive and meritocratic workplace.