Finvasia - Head - Compliance - Capital Market

Job Description : Head of Compliance (Stock Broking).

Position : Vice President.

Experience : 15+ years in Compliance (Stock Broking).

Location : Mumbai or Mohali (Punjab).

Role Overview :

• The Vice President of Compliance will lead the compliance function at Shoonya by Finvasia, a prominent stockbroker, ensuring the organization's operations in both the stock broking and commodities sectors fully comply with all applicable regulatory frameworks and industry standards.
• This role requires a strategic leader with extensive expertise in regulatory processes, audits, risk management, and compliance reporting, driving the company's commitment to operational integrity and industry best practices.

Roles and Responsibilities :

ref : iimjobs.com)