Regulatory Governance – Associate

You are a strategic thinker passionate about driving solutions in Regulatory Governance. You have found the right team.

As a Regulatory Governance Professional / Associate within our Regulatory Governance Team, you will spend each day defining, refining and delivering set goals for our firm

Job responsibilities

• Collaborate with the Asset and Wealth Management Regulatory Governance team to assist with obligation mapping, sustainment, assessment, and related deliverables.
• Manage requirements, priorities, and deadlines to ensure timely completion of assigned tasks.
• Identify obstacles impacting milestone completion and develop mitigating solutions in partnership with the team escalate issues as needed.
• Participate in the production and submission of management information, including performance metrics, service level adherence, and scorecards.
• Learn the current operating model and systems (such as Enterprise Library Application) to inform and improve the legal obligation sustainment model.
• Develop and execute sustainment activities, including monitoring re-drafted obligations and change requests for implications to AWM.
• Escalate issues as identified and contribute to problem solving and resolution.
• Drive the completion of business change initiatives as identified.
• Participate in User Acceptance Testing for internal applications.
• Manage calibrations and communication with partners and stakeholders to follow up on pending actions until closure.
• Analyze data and publish insights and dashboards to teams and stakeholders.

Required qualifications, capabilities, and skills

Preferred qualifications, capabilities, and skills

Understanding of CORE and Enterprise Library Application.