Sr Manager- Mutual Fund PMS Operations

POSITION :

Senior Manager / AVP - PMS Operations

Reports to (Position) :

Vice President - PMS Operations

Education Background

Post Graduate, Graduate

Principal Accountabilities :

PMS Domestic Operation :

Fund Accounting – PMS Operations viz. Subscription, Redemption & Trade Settlement

Accounting of Corporate Action viz. Dividend, Bonus, Rights

Bank Reconciliation / Holding Reconciliation

Account opening and KYC processing

Liaising with auditors (Internal & Statutory) with respect to providing data as per requirement

Client & distributor query resolution

Distributor commission working, Performance fee working

Client account audit completion, providing data for audit, query solving

MIS preparation on monthly or at required frequency, EOD & BOD activities, preparing Peak margin instructions

Regulatory & compliance reporting on monthly, quarterly, and other regular frequency

Offshore Operation :

Computation of advisory fees on the basis of specific rates

MIS preparation including returns calculation for specific period, Average AUM etc

Knowledge, Skills, Competencies

Knowledge of settlement, AUM calculation, KYC documentation, brokerage calculation, distributor & broker empanelment, Regulatory reporting, PMLA guidelines, Regulatory guidelines (SEBI, APMI), etc.

Should be familiar with “Wealth Spectrum”

Preferred Industry Experience

2 + years preferably from PMS, Mutual Fund or financial sector