Regulatory SME

Location : PAN INDIA

Experience should be between 5 to 10 years

CA, CFA, MA in Economics or MBA Finance

Roles and responsibilities :

Functional Areas :

Enhance and develop the Regulatory process with close co-ordinations with client stakeholders. Identify opportunities and develop new ideas that will lead to improvements.

Understanding the Scope of Data and application in Strategic Regulatory and Risk Project

Liaison with stakeholders and SMEs on functional and business operations data.

Interact with risk source system owners and analyze End User Controls for each of the risk data domains

Data Analysis to understand the lineage and Data quality checks in coordination with the technical teams.

Identification & mapping of Data attributes & Sourcing data feeds from multiple Risk Data Source across the Bank

Developing System level and End- End data lineage for the risk metrics

Studying current state system flow and existing End user component for the risk data elements.

Understand the regulatory requirements, applicable for US, EU, UK geography (particularly Liquidity reports), and map it against the risk data elements of the bank.

Liaison with IT to incorporate regulatory data requirements in the Client Data Warehouse architecture.

Develop a robust validation / quality assurance process through available golden sources within the bank.

Production of submission materials for the regulatory compliance for a large bank

Perform gap analysis between the regulatory expectations and the existing practice of the bank.

Proactively identify the solutions for the evolving regulatory expectations

Partner with Treasury, Risk and Finance departments to facilitate the quantitative and qualitative data requirements.