Sr. Manager - Internal Audit-8-12-Years

Role : Sr. Manager - Internal Audit

Experience : 8 to 12 Years

Location : Mumbai

Qualification : B.com,CA

Job description :

Lead and execute internal audit engagements in accordance with defined

audit methodologies and professional standards.

Drive the implementation of the annual Audit Plan, including detailed reviews

of Internal Financial Controls and key operational processes.

Conduct risk-based audits covering financial, operational, and compliance

areas to identify control gaps and process improvement opportunities.

Prepare and review high-quality audit reports, including audit memos, detailed

workpapers, and actionable recommendations for process enhancements.

Perform audits and assessments in line with Master Directions and regulatory

frameworks issued by RBI, SEBI, and other relevant authorities.

Review the accuracy and compliance of regulatory returns applicable to the

NBFC sector, ensuring timely reporting.

Periodically review and update Policies and Standard Operating Procedures

SOPs) in response to regulatory updates and internal operational changes.

Monitor, track, and follow up on open audit findings, ensuring timely

remediation and effective closure by relevant stakeholders.

Evaluate internal controls and risk management frameworks within audited

processes, providing senior management with key insights.

Prepare and periodically update presentations and reports for the Audit

Committee, highlighting key audit observations and trends.

Mentor and guide audit team members to enhance audit execution quality and

support professional development.

Undertake special reviews, investigations, and other assignments as directed

by the Department Head and Senior Management.