Role : Sr. Manager - Internal Audit
Experience : 8 to 12 Years
Location : Mumbai
Qualification : B.com,CA
Job description :
Lead and execute internal audit engagements in accordance with defined
audit methodologies and professional standards.
Drive the implementation of the annual Audit Plan, including detailed reviews
of Internal Financial Controls and key operational processes.
Conduct risk-based audits covering financial, operational, and compliance
areas to identify control gaps and process improvement opportunities.
Prepare and review high-quality audit reports, including audit memos, detailed
workpapers, and actionable recommendations for process enhancements.
Perform audits and assessments in line with Master Directions and regulatory
frameworks issued by RBI, SEBI, and other relevant authorities.
Review the accuracy and compliance of regulatory returns applicable to the
NBFC sector, ensuring timely reporting.
Periodically review and update Policies and Standard Operating Procedures
SOPs) in response to regulatory updates and internal operational changes.
Monitor, track, and follow up on open audit findings, ensuring timely
remediation and effective closure by relevant stakeholders.
Evaluate internal controls and risk management frameworks within audited
processes, providing senior management with key insights.
Prepare and periodically update presentations and reports for the Audit
Committee, highlighting key audit observations and trends.
Mentor and guide audit team members to enhance audit execution quality and
support professional development.
Undertake special reviews, investigations, and other assignments as directed
by the Department Head and Senior Management.
Sr Manager • Thane, IN