Talent.com
This job offer is not available in your country.
Compliance Officer

Compliance Officer

Stride VenturesGurugram, Haryana, India
10 days ago
Job description

Key Responsibilities

1) Regulatory Compliance

  • Provide strategic compliance guidance to the Funds and Investment teams, ensuring alignment with applicable compliances and industry best practices.
  • Advise management on global regulatory matters related to Alternative Investment Funds (AIFs), with a focus on identifying and addressing compliance risks.
  • Conduct periodic compliance risk assessments specific to AIF investments.

2) Risk Management & Internal Controls

  • Lead the design and implementation of internal controls to mitigate compliance-related risks, including those related to fraud, data protection, and legal breaches.
  • Conduct ongoing compliance audits and risk assessments to proactively identify and address areas of concern.
  • Investigate compliance breaches or violations, recommend remediation plans, and track corrective actions to closure.
  • Prepare and present compliance reports for senior leadership and regulatory bodies.
  • Liaise with internal and external auditors, facilitating timely and effective audits and reviews.
  • 3) Global Regulatory Reporting

  • Ensure timely and accurate submission of regulatory reports across key jurisdictions including India, GCC, UK and SEA
  • Oversee regulatory filings and interactions with bodies such as SEBI, RBI, the Financial Conduct Authority (FCA), and other international regulators.
  • Lead preparation efforts for regulatory inspections, audits, and reviews, ensuring full compliance and audit readiness.
  • 4) Policy Development & Stakeholder Management

  • Develop, implement, and maintain robust compliance policies, procedures, and manuals in line with evolving regulatory requirements.
  • Conduct periodic reviews and updates to compliance documentation, incorporating regulatory changes and best practices.
  • Respond to compliance inquiries from regulators, clients, and internal stakeholders, ensuring clear and consistent communication.
  • Ensure client-facing documentation and investor communications are compliant with applicable regulatory standards.
  • Qualifications

  • Professional Qualification : Company Secretary (CS)
  • Minimum 10 years of relevant experience in compliance and regulatory affairs, with Alternative Investment Funds (AIFs) ; exposure to Venture Capital or Venture Debt is preferred.
  • In-depth knowledge of regulatory frameworks governing AIFs and strong expertise in compliance risk management.
  • Demonstrated experience in engaging with domestic and international regulatory bodies.
  • Strong analytical skills with high attention to detail and problem-solving orientation.
  • Exceptional written and verbal communication skills.
  • Proven ability to work both independently and collaboratively in a fast-paced environment.
  • Create a job alert for this search

    Compliance Officer • Gurugram, Haryana, India

    Related jobs
    Compliance Officer

    Compliance Officer

    r3 ConsultantDelhi NCR, India
    Associate Director - Regulatory Compliances & Projects (IFS).Reports to : Director Safety & projects.Shall possess minimum experience of 10 years in service industry and shall have attained ...Show moreLast updated: 30+ days ago
    Centricity - Insurance Compliance Officer

    Centricity - Insurance Compliance Officer

    CENTRICITY WEALTH TECH PRIVATE LIMITEDGurugram, India
    Location : Gurgaon Experience : 4-8 years CTC : Negotiable Industry : Insurance / Financial Services Employment T...Show moreLast updated: 30+ days ago
    Compliance Monitoring Manager

    Compliance Monitoring Manager

    OakNorthGurugram, Haryana, India
    OakNorth Bank is recruiting for a wellrounded compliance professional with a strong background to assist in the execution of the ongoing compliance monitoring plan (CMP). This is an important role w...Show moreLast updated: 30+ days ago
    Manager-Compliance

    Manager-Compliance

    PaytmINDIA
    Paytm is Indias leading digital payments and financial services company, which is focused on driving consumers and merchants to its platform by offering them a variety of payment use cases.Paytm pr...Show moreLast updated: 30+ days ago
    Analyst - Compliance

    Analyst - Compliance

    AMEXGurgaon, Haryana, India
    At American Express, our culture is built on a 175-year history of innovation, shared and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues.As pa...Show moreLast updated: 12 days ago
    Compliance Executive

    Compliance Executive

    INNOVISION LimitedGurgaon, Haryana, India
    INNOVISION, headquartered in Gurgaon, is a multifaceted company certified with ISO 18788 : 2015, SA 8000 : 2014, ISO 9001 : 2008, ISO / IEC 27001 : 2005, ISO 14001 : 2015, and OHSAS 18001 : 2007.Established in J...Show moreLast updated: 30+ days ago
    Compliance Analyst

    Compliance Analyst

    Link GroupIndia
    This role will provide general administrative support to a department or group of professionals, ensuring the accurate and timely processing of transactions within agreed service standards.Key Acco...Show moreLast updated: 30+ days ago
    Compliance Associate

    Compliance Associate

    R3 ConsultantGurgaon, Haryana, India
    Compliance Associate / Document Reviewer.VLOOKUP and XLOOKUP functions).Maintain and update student records on online portals. Assist students in understanding and completing the necessary paperwork,...Show moreLast updated: 25 days ago
    Compliance Analyst (India)

    Compliance Analyst (India)

    Trexquant InvestmentGurugram, HR, IN
    Quick Apply
    We’re looking for a curious, careful, and energetic individual to join our team as a.This opportunity is ideal for an early career compliance professional who strives to work on diverse projects in...Show moreLast updated: 14 days ago
    • Promoted
    Compliance Officer

    Compliance Officer

    ICG MedicalGurugram, Haryana, India
    Shift timings : - UK Shift 12 : 30PM -9 : 30 PM.ICG Medical is a leading global healthcare recruiter with a focus on nurses (all specialities), midwives and home care / healthcare workers.Our company visi...Show moreLast updated: 1 day ago
    Compliance Officer

    Compliance Officer

    RedeFin CapitalGurugram, Haryana, India
    Key role of the candidate is to carry out the compliances under the Companies Act, 2013 and other applicable laws, handling legal cases, ensuring compliances under applicable insurance laws for cor...Show moreLast updated: 30+ days ago
    Sr Compliance Manager, India Compliance Officer

    Sr Compliance Manager, India Compliance Officer

    MEDTRONICINDIA
    At Medtronic you can begin a life-long career of exploration and innovation, while helping champion healthcare access and equity for all. Youll lead with purpose, breaking down barriers to innovatio...Show moreLast updated: 30+ days ago
    Compliance Manager

    Compliance Manager

    Digital Business PeopleGurugram, India
    Compliance Manager Job Summary : We are seeking a detail-oriented and experienced Compliance Manager to oversee and manage stat...Show moreLast updated: 11 days ago
    Compliance and Escalation Officer

    Compliance and Escalation Officer

    ApplyBoardINDIA
    ApplyBoard simplifies the study abroad search, application, and acceptance process by connecting international students, recruitment partners, and educational institutions on one intuitive and pers...Show moreLast updated: 30+ days ago
    Compliance Manager

    Compliance Manager

    IndifiGurugram, Haryana, India
    Assistant Manager / Manager Compliance.You will be responsible for ensuring that the NBFC adheres to all regulatory requirements and internal policies. This role involves monitoring compliance risks, ...Show moreLast updated: 12 days ago
    Stride Ventures - Lead Compliance Officer - CS

    Stride Ventures - Lead Compliance Officer - CS

    Stride Fund Advisors LLPGurgaon, India
    Key Responsibilities : 1) Regulatory Compliance : - Provide regulatory compliance policy advice and guidance to Funds and Market...Show moreLast updated: 20 days ago
    Compliance Engineer

    Compliance Engineer

    QuEST Global Services Pte. LtdIndia
    Quest Global is an organization at the forefront of innovation and one of the world’s fastest growing engineering services firms with deep domain knowledge and recognized expertise in the top OEMs ...Show moreLast updated: 30+ days ago
    Executive - Compliance

    Executive - Compliance

    PhotonINDIA
    For the past 20 years, we have powered many Digital Experiences for the Fortune 500.Since 1999, we have grown from a few people to more than 4000 team members across the globe that are engaged in v...Show moreLast updated: 30+ days ago
    • Promoted
    Compliance Analyst (FinCrime)

    Compliance Analyst (FinCrime)

    American ExpressGurugram, Haryana, India
    At American Express, our culture is built on a 175-year history of innovation, shared.Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues.As part o...Show moreLast updated: 25 days ago
    Associate, Compliance

    Associate, Compliance

    GLGGurugram
    GLG is seeking candidate for an Associate role based in Gurugram, India.The individual will be part of GLGs 70-person global compliance department and would be required to provide timely and though...Show moreLast updated: 30+ days ago