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Compliance Monitoring Manager

Compliance Monitoring Manager

OakNorthGurugram, Haryana, India
30+ days ago
Job description

OakNorth Bank is recruiting for a wellrounded compliance professional with a strong background to assist in the execution of the ongoing compliance monitoring plan (CMP). This is an important role working directly with the Head of Compliance to deliver professional valueadd monitoring reports against regulatory expectations.

Job Responsibilities :

  • Deliver second line assurance reviews that form part of the CMP through methodical planning robust testing engaging stakeholder management and quality reporting writing.
  • Recommendations actions and observations that addvalue and are not tick box ensure that the outcomes of the reports are pushing us forward.
  • Provide insight to the business functions on other themes outside the immediate scope of reviews e.g. control scalability or efficiency.
  • Engage with stakeholders in a way which elicits partnership and collaboration
  • Help to develop the compliance enterprisewide risk assessment and link this effectively to the compliance monitoring plan
  • Help to develop monitoring activities through better use of data and AI take us to the next level!

Desired Skills :

  • Expertise and experience in regulatory compliance monitoring
  • Strong understanding of the three lines of defence model
  • Strong knowledge of FCA / PRA Handbooks and the UK regulatory framework as a whole particularly how they pertain to our status as a dualregulated bank and our specific product offerings.
  • Dynamic attitude constantly looking to add value and push OakNorth forward
  • Willing to work outside core remit to the benefit of the Bank your function and yourself
  • Very strong report writing and organisational skills
  • Great communicator and ability to influence stakeholders particularly on why your report recommendations matter
  • Can work in a flexible and scaling work environment

    • About Us

    Were OakNorth Bank and we embolden entrepreneurs to realise their ambitions understand their markets and apply data intelligence to everyday decisions to scale successfully at pace.

    Banking should be barrierfree. Its a belief at our very core inspired by our entrepreneurial spirit driven by the unmet financial needs of millions and delivered by our datadriven tools.

    And for those who love helping businesses thrive Our savings accounts help diversify the high street and create new jobs all while earning savers some of the highest interest on the market.

    But we go beyond finance to empower our people encourage professional growth and create an environment where everyone can thrive. We strive to create an inclusive and diverse workplace where people can be themselves and succeed.

    Our story

    OakNorth Bank was built on the foundations of frustrations with oldschool banking. In 2005 when our founders tried to get capital for their data analytics company the computer said no. Unfortunately all major banks in the UK were using the same computer and it was broken.

    Why was it so difficult for a profitable business with impressive cashflow retained clients and clear commercial success to get a loan

    The industry was backwardlooking and too focused on historic financials rather than future potential.

    So what if there was a bank founded by entrepreneurs for entrepreneurs One that offered a dramatically better borrowing experience for businesses

    No more what ifs OakNorth Bank exists.

    For more information regarding our Privacy Policy and practices please visit : Experience :

    Manager

    Key Skills

    Abinitio,Apprentice,Dermatology,Cost Estimation,Data Networking,Liaison

    Employment Type : Full-Time

    Experience : years

    Vacancy : 1

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    Compliance Manager • Gurugram, Haryana, India