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Compliance Executive
Prudent Corporate Advisory Services Ltd.India5 days ago
Job descriptionDissemination of relevant circulars & notifications issued by regulators on daily basis to respective departments and to track Actionable, circulars / Notifications with respect to implementation / adherence of said circulars as a part of action point monitoring as and when applicable and to maintain MIS of the same. Do settlement of client balances (Fund / Securities) and having brief knowledge of the same. Preparation of documentation of AP registration / cancellation and having brief knowledge of AP related compliances. Providing NEAT / CTCL terminal and maintain of MIS for the same. Submission of Weekly / Monthly / Quarterly / half yearly and Annual regulatory returns to exchange(s) and to handle day-to-day Regulatory Compliance. To Co-coordinate with the exchange(s), clients and departments for any compliance related issues. Maintain Recording data of clients transaction. Preparation of various applications / documentation as per exchange rules & regulation. Prepare and maintain MIS.
Prudent Corporate Advisory Services Ltd
is urgently hiring for the post of
Compliance Executive- Broking
- Location :
Ahmedabad
Job Description :
Interested candidates can share their updated resume on recruitment1@prudentcorporate.com
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Executive Compliance • India
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