This job offer is not available in your country.

Vice President

MasadirMumbai Metropolitan Region, India

14 days ago

Job description

JOB DETAILS

Position : Vice President / Senior Vice President Chief Regulatory Officer ( CRO)

Location : Mumbai, India

Salary : Industry Standards

Qualification : Any graduation

Experience : 18+ Years of Experience

Detailed Job description :

To ensure Compliance with Byelaws, Rules and various applicable Regulations.
To oversee Exchange systems in order to ensure compliance with SEBI SECC Regulations, all Applicable laws and regulations
To interface regularly with internal and external stakeholders and manage relationships with other Exchanges, SEBI and other regulatory bodies
To oversee the critical regulatory functions like Compliance, Surveillance, Investigation,
Listings, Investor Grievances, Arbitrations, Investor Protection Fund, Member Regulations and Inspections
To spearhead all SEBI Inspection / Regulatory Audits
To Work closely with internal business leaders and Legal to evaluate and interpret the regulatory impact of ongoing and proposal rule and regulations
To Represent the Exchange at external meetings and conferences on regulatory matters.
To Set Regulatory policies, procedures, SOPs for the Exchange
To formulate and implement the Regulatory Budgets
To ensure market surveillance activities are properly executed by the Surveillance team.
To Review and approve disciplinary proceedings against members Candidate Profile :

Candidate should be a Chartered Accountant / Company Secretary / LLB / MBA / Post Graduate in Finance / Economics with minimum 20 Years of experience in Capital Markets

Candidate with degree in Law shall be preferred

This is a Key Managerial Personnel (KMP) position. At least Five years of experience, preferably in a key regulatory leadership role in an Exchange / Clearing Corporation / Depository / Broking Firm

Thorough knowledge and understanding of Capital Markets and Applicable Regulations

Excellent communication, presentation and interpersonal skills

Create a job alert for this search

Vice President • Mumbai Metropolitan Region, India